RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• S•••••• C••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 13, 2014 · Roseland, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 21, 2012 to Dec 3, 2013 · West Marlton, Nj
- T• A••••••••• I••• formerMar 21, 2012 to Dec 3, 2013 · West Marlton, Nj
- M•• F•••••••• S•••••••• I••• formerFeb 3, 2012 to Mar 23, 2012 · Somerset, Nj
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 3, 2013, registered Mar 21, 2012 (-622 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 3, 2013, registered Mar 21, 2012 (-622 days) · Other
- M•• F•••••••• S•••••••• I••• to T• A••••••••• I•••left Mar 23, 2012, registered Mar 21, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address