DFX Intelligence

D•••• S•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

D•••• S•••• S•••

Advisor at M••••• S••••••

S••••sdale, AZ

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Search this name across graphsid dfx:ria:22491892-42ff-21fb-656a-af0a1a3e9b39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 8, 2024	n/a	yes	S••••sdale, AZ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 16, 2020	Mar 25, 2024	no	SCOTTSDALE, AZ\|Mesa, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Mar 25, 2024	Apr 8, 2024	14	Firm change	Wirehouse to wirehouse
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 12, 2020	Apr 16, 2020

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 16, 2020 to Mar 25, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2018 to Mar 12, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22491892-42ff-21fb-656a-af0a1a3e9b39
First observed: Jun 22, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.