DFX Intelligence
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Reading the graph
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Advisor at H•••••••• A•••••••• L••
Mandeville, LA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• A•••••••• L•• | Bd affiliated wealth | May 19, 2023 | n/a | yes | Mandeville, LA|CHICAGO, IL | Current employment |
| B•••• L•• F•••••••• G••••• L•• | Independent wealth | May 23, 2020 | Apr 26, 2023 | no | BATON ROUGE, LA|BATON ROUGE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• L•• F•••••••• G••••• L•• | H•••••••• A•••••••• L•• | Apr 26, 2023 | May 19, 2023 | 23 | Firm change | RIA to ibd |
| A••••••••• | B•••• L•• F•••••••• G••••• L•• | May 20, 2020 | May 23, 2020 |
| A••••••••• | Independent wealth | Apr 12, 2016 | May 20, 2020 | no | BATON ROUGE, LA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 25, 2015 | Mar 31, 2016 | no | BATON ROUGE, LA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 4, 2013 | Feb 13, 2015 | no | BATON ROUGE, LA | Previous registration |
| 3 |
| Firm change |
| RIA to RIA |
| L•• F•••••••• L•• | A••••••••• | Mar 31, 2016 | Apr 12, 2016 | 12 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | Feb 13, 2015 | Mar 25, 2015 | 40 | Firm change | Other |