DFX Intelligence

M••••• M•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••••• M•••••• W•••••••

Advisor at S•• W••••• A•••••••• L••

Eugene, OR | PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:2260c014-045d-d54e-9f78-f88e0a59f2e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W••••• A•••••••• L••	Independent wealth	Mar 31, 2026	n/a	yes	Eugene, OR\|PARSIPPANY, NJ	Current employment
L•••••••• F•••••••• P•••••••• L••	n/a	May 10, 2021	May 13, 2026	no	EUGENE, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• F•••••••• P•••••••• L••	S•• W••••• A•••••••• L••	May 13, 2026	Mar 31, 2026	-43	Firm change after gap	Other
R•••• • Y• I••••••••• A•••••••• L••	L•••••••• F•••••••• P•••••••• L••	Jan 13, 2021	May 10, 2021

Relationships

Registered with (3)

→ S•• W••••• A•••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ L•••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
May 10, 2021 to May 13, 2026factForm ADV
→ R•••• • Y• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2016 to Jan 13, 2021factForm ADV

Dated events

Occurred
May 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2260c014-045d-d54e-9f78-f88e0a59f2e6
First observed: Feb 26, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.