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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROEHL & YI INVESTMENT ADVISORS, LLC

CRD 109258

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5071321f-3aba-4667-337e-89f219937166

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 6
On other graphs: 0
Observed: Mar 15, 2012 to Mar 20, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $959MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $953M
Private client RAUM: $894MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $95.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 10
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,683
Individual clients: 285
High net worth clients: 175
SEC number: 801-56145
CRD: 109258
Filings on the tape: 46
First filed: Mar 15, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, OR
Website: roehl-yi.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ZACHARY STEVEN DAEGES	n/a	EUGENE, OR \| Portland, OR	8	11	n/a	no
Andrew Glenn College	n/a	EUGENE, OR	3	12	n/a	no
Mason Davis Young	n/a	EUGENE, OR	2	10	n/a	no
SARAH RYAN MELLGREN	Certified Financial Planner	EUGENE, OR	2	15	1	no
JAYMAN FRANK YI	n/a	EUGENE, OR	2	28	n/a	no
THOMAS HENRY ROEHL	Certified Financial Planner	Eastsound, WA \| EUGENE, OR	2	42	n/a	no
Stephen Douglas Allen	Certified Financial Planner	EUGENE, OR	1	11	n/a	no
Annaliese Renate Kelly Ruiz	n/a	EUGENE, OR	1	11	n/a	no
SHANNON LEE GRANT	n/a	EUGENE, OR	1	39	3	no
Rene Israel Jaramillo Mariscal	n/a	EUGENE, OR	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
College, Andrew, Glenn	CHIEF OPERATING OFFICER	A	yes	11/2022	Mar 20, 2026	Mar 20, 2026
ROEHL, THOMAS, HENRY	MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF EXECUTIVE OFFICER	C	yes	09/1998	Mar 20, 2026	Mar 20, 2026
YI, JAYMAN, FRANK	MEMBER, CHIEF FINANCIAL OFFICER, AND CHIEF INVESTMENT OFFICER	D	yes	11/2022	Mar 20, 2026	Mar 20, 2026
DAEGES, ZACHARY, STEVEN	Member	A	no	01/2023	Mar 20, 2026	Mar 20, 2026
MELLGREN, SARAH, RYAN	Member	A	no	01/2023	Mar 20, 2026	Mar 20, 2026
ROEHL, JILLIAN, MARIA	Member	A	no	01/2023	May 4, 2023	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROEHL & YI INVESTMENT SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$959M	$953M	16	10	3	n/a	n/a
2024	Mar 28, 2025	$858M	$852M	17	11	2	n/a	n/a
2023	Mar 28, 2024	$810M	$798M	16	11	2	n/a	n/a
2022	Mar 21, 2023	$699M	$688M	16	10	0	n/a	n/a
2021	Mar 29, 2022	$747M	$741M	16	8	0	n/a	n/a
2020	Mar 29, 2021	$494M	$494M	14	8	0	n/a	n/a
2019	Jan 23, 2020	$448M	$448M	14	8	0	n/a	n/a
2018	Mar 15, 2019	$367M	$367M	13	7	0	n/a	n/a
2017	Mar 28, 2018	$355M	$355M	14	8	0	n/a	n/a
2016	Mar 29, 2017	$321M	$321M	14	7	n/a	n/a	n/a
2015	Feb 29, 2016	$359M	$359M	12	6	n/a	n/a	n/a
2014	Feb 27, 2015	$297M	$297M	14	6	n/a	n/a	n/a
2013	Mar 18, 2014	$281M	$281M	13	5	n/a	n/a	n/a
2012	Apr 1, 2013	$237M	$237M	12	6	n/a	n/a	n/a
2011	Mar 15, 2012	$337M	$214M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	10.0%	0	1	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$959M	$858M	11.8%	$699M	11.1%	16	17	3	2

Relationships

Registered with (22)

← Rene Israel Jaramillo MariscalAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← SHANNON LEE GRANTAdvisorregistration: previous registration
Jun 17, 2021 to Dec 31, 2024factForm ADV
← Annaliese Renate Kelly RuizAdvisorregistration: current employment
Jan 17, 2025 to presentfactForm ADV
← Stephen Douglas AllenAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← THOMAS HENRY ROEHLAdvisorregistration: current employment
Aug 19, 2024 to presentfactForm ADV
← JAYMAN FRANK YIAdvisorregistration: current employment
Aug 7, 2024 to presentfactForm ADV
← SARAH RYAN MELLGRENAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← Mason Davis YoungAdvisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← Andrew Glenn CollegeAdvisorregistration: current employment
May 15, 2023 to presentfactForm ADV
← ZACHARY STEVEN DAEGESAdvisorregistration: current employment
Aug 22, 2018 to presentfactForm ADV
← Nathan Robert CabucoAdvisorregistration: previous registration
Aug 6, 2025 to Jul 24, 2026factForm ADV
← Joshua Daniel ClokeAdvisorregistration: previous registration
Mar 10, 2021 to Jul 1, 2025factForm ADV
← Forrest Gabriel KnoppsAdvisorregistration: previous registration
Mar 31, 2025 to Jun 13, 2025factForm ADV
← Elizabeth Breedlove-Homan GustafsonAdvisorregistration: previous registration
Dec 16, 2022 to May 7, 2024factForm ADV
← MATTHEW JAMES MATHIESENAdvisorregistration: previous registration
Sep 1, 2020 to Jul 23, 2021factForm ADV
← THOMAS WIDNEY GREIDERAdvisorregistration: previous registration
Jan 12, 2006 to Feb 16, 2021factForm ADV
← Miriam McKenna WhiteleyAdvisorregistration: previous registration
Feb 26, 2016 to Jan 13, 2021factForm ADV
← Anthony Richard RubinoAdvisorregistration: previous registration
May 24, 2019 to Jun 29, 2020factForm ADV
← CARYN DIANE KIMBLEAdvisorregistration: previous registration
Apr 4, 2013 to Jul 15, 2015factForm ADV
← SARAH ELIZABETH BROOKEAdvisorregistration: previous registration
Feb 23, 2009 to Apr 5, 2010factForm ADV
← FREDDIE LEE SITTNERAdvisorregistration: previous registration
Jul 31, 2002 to Apr 1, 2010factForm ADV
← TODD MICHAEL NELSONAdvisorregistration: previous registration
Jun 10, 2004 to Mar 16, 2010factForm ADV

Controls (3)

← ROEHL, THOMAS, HENRYOwnerMEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 15, 2012 to Mar 28, 2024factForm ADV
← YI, JAYMAN, FRANKOwnerMEMBER, CHIEF FINANCIAL OFFICER, AND CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 15, 2012 to Mar 28, 2024factForm ADV
← College, Andrew, GlennOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 21, 2023 to Mar 28, 2024factForm ADV

Owns (3)

← DAEGES, ZACHARY, STEVENOwnerMEMBER, ownership code A, individual
May 4, 2023 to Mar 28, 2024factForm ADV
← MELLGREN, SARAH, RYANOwnerMEMBER, ownership code A, individual
May 4, 2023 to Mar 28, 2024factForm ADV
← ROEHL, JILLIAN, MARIAOwnerMEMBER, ownership code A, individual
May 4, 2023 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jul 24, 2026
Advisor changed firm
Nathan Robert Cabuco left Roehl & Yi Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2026-07-31)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2025
Advisor changed firm
Joshua Daniel Cloke left Roehl & Yi Investment Advisors, Llc for Avantax Advisory Services (registered 2025-07-11)
Form ADVobserved 5 days ago
Occurred
Jun 13, 2025
Advisor changed firm
Forrest Gabriel Knopps left Roehl & Yi Investment Advisors, Llc for Camarda Wealth Advisory Group (registered 2025-12-02)
Form ADVobserved 5 days ago
Occurred
May 7, 2024
Advisor changed firm
Elizabeth Breedlove-Homan Gustafson left Roehl & Yi Investment Advisors, Llc for Merriman (registered 2024-06-07)
Form ADVobserved 5 days ago
Occurred
Mar 21, 2023
Control person joined
Glenn Andrew College (Chief Operating Officer) appeared on Schedule A of Roehl & Yi Investment Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Roehl & Yi Investment Advisors, Llc reported RAUM $746.6M, up 51% from $494.0M (2022-01-05 to 2022-03-29)
Form ADVobserved 5 days ago
$253M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5071321f-3aba-4667-337e-89f219937166
First observed: Mar 15, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROEHL & YI INVESTMENT ADVISORS, LLC

CRD 109258

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5071321f-3aba-4667-337e-89f219937166

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ZACHARY STEVEN DAEGES

n/a

EUGENE, OR | Portland, OR

n/a

Andrew Glenn College

n/a

EUGENE, OR

n/a

Mason Davis Young

n/a

EUGENE, OR

n/a

SARAH RYAN MELLGREN

Certified Financial Planner

EUGENE, OR

JAYMAN FRANK YI

n/a

EUGENE, OR

n/a

THOMAS HENRY ROEHL

Certified Financial Planner

Eastsound, WA | EUGENE, OR

n/a

Stephen Douglas Allen

Certified Financial Planner

EUGENE, OR

n/a

Annaliese Renate Kelly Ruiz

n/a

EUGENE, OR

n/a

SHANNON LEE GRANT

n/a

EUGENE, OR

Rene Israel Jaramillo Mariscal

n/a

EUGENE, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

College, Andrew, Glenn

CHIEF OPERATING OFFICER

yes

11/2022

Mar 20, 2026

ROEHL, THOMAS, HENRY

MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF EXECUTIVE OFFICER

yes

09/1998

Mar 20, 2026

YI, JAYMAN, FRANK

MEMBER, CHIEF FINANCIAL OFFICER, AND CHIEF INVESTMENT OFFICER

yes

11/2022

Mar 20, 2026

DAEGES, ZACHARY, STEVEN

Member

01/2023

Mar 20, 2026

MELLGREN, SARAH, RYAN

Member

01/2023

Mar 20, 2026

ROEHL, JILLIAN, MARIA

Member

01/2023

May 4, 2023

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROEHL & YI INVESTMENT SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$959M

$953M

n/a

2024

Mar 28, 2025

$858M

$852M

n/a

2023

Mar 28, 2024

$810M

$798M

n/a

2022

Mar 21, 2023

$699M

$688M

n/a

2021

Mar 29, 2022

$747M

$741M

n/a

2020

Mar 29, 2021

$494M

n/a

2019

Jan 23, 2020

$448M

n/a

2018

Mar 15, 2019

$367M

n/a

2017

Mar 28, 2018

$355M

n/a

2016

Mar 29, 2017

$321M

n/a

2015

Feb 29, 2016

$359M

n/a

2014

Feb 27, 2015

$297M

n/a

2013

Mar 18, 2014

$281M

n/a

2012

Apr 1, 2013

$237M

n/a

2011

Mar 15, 2012

$337M

$214M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$959M

$858M

11.8%

$699M

11.1%