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Advisor at TRAPHAGEN FINANCIAL GROUP
ORADELL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRAPHAGEN FINANCIAL GROUP | Independent wealth | Nov 28, 2025 | n/a | yes | ORADELL, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 2, 2022 | Sep 9, 2025 | no | Jersey City, NJ|Jersey City, NJ|Chicago, IL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 1, 2015 | Sep 5, 2023 | no | Jersey City, NJ|ARLINGTON, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 18, 2006 | Aug 20, 2007 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | TRAPHAGEN FINANCIAL GROUP | Sep 9, 2025 | Nov 28, 2025 | 80 | Firm change | Wirehouse to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Aug 2, 2022 | -399 | Bulk transfer | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Aug 20, 2007 | Oct 1, 2015 | 2,964 | Firm change after gap | Other |