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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TRAPHAGEN FINANCIAL GROUP

TRAPHAGEN INVESTMENT ADVISORS LLC, CRD 107764

ORADELL, NJ

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Search this name across graphsid dfx:ria:5466e446-9fe2-9c9e-b41f-c44219b726a4

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 4
On other graphs: 0
Observed: Mar 26, 2012 to Mar 2, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $142Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,038
Individual clients: 1,361
High net worth clients: 561
SEC number: 801-56130
CIK: 2023380
CRD: 107764
Filings on the tape: 18
First filed: Mar 26, 2012
Latest filed: Mar 2, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
V PETER TRAPHAGEN	Certified Financial Planner\|Personal Financial Specialist	ORADELL, NJ	23	56	n/a	no
V. PETER TRAPHAGEN	Personal Financial Specialist	ORADELL, NJ	23	35	n/a	no
KATHRYN MARSICO	n/a	ORADELL, NJ	23	31	n/a	no
ERIC DANIEL MANCINI	n/a	ORADELL, NJ	16	19	1	no
JEFFREY SCOTT HANSON	n/a	ORADELL, NJ	14	14	n/a	no
TIERA LYNN MULLIGAN	n/a	ORADELL, NJ	13	16	n/a	no
ALEXANDER SAMUEL MACCHIO	n/a	ORADELL, NJ	11	12	n/a	no
CHRISTOPHER JAMES FUNDORA	n/a	ORADELL, NJ	9	13	1	no
Eric Traphagen	n/a	ORADELL, NJ	8	25	n/a	no
William Chase Traphagen	n/a	ORADELL, NJ	5	10	n/a	no
Adrian Rodriguez	Certified Financial Planner	ORADELL, NJ	3	10	1	no
NOAH PETER ELEFTHERIADES	n/a	ORADELL, NJ	2	21	n/a	no
MICHAEL JOSEPH LAMAGNA	n/a	ORADELL, NJ	0	22	3	no
Austin James Briggs	Certified Financial Planner	ORADELL, NJ	0	11	1	no
CHETHAN R GOURKANTI	n/a	ORADELL, NJ	0	13	1	no
MICHAEL VINCENT SCHMIDIG	n/a	ORADELL, NJ	0	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TRAPHAGEN, V., PETER	GENERAL MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/1997	Mar 2, 2026	Mar 2, 2026
TRAPHAGEN, V, PETER	GENERAL MEMBER	Na	yes	09/1997	Mar 26, 2012	Feb 28, 2024
LAWRENCE, JAMES, A.	Member	Na	no	09/1998	Mar 2, 2026	Mar 2, 2026
TRAPHAGEN, ROBERT, J.	Member	A	no	09/1998	Mar 2, 2026	Mar 2, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRAPHAGEN & TRAPHAGEN CPAS	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$2.3B	$2.2B	18	16	0	n/a	n/a
2024	Mar 18, 2025	$1.9B	$1.8B	14	14	0	n/a	n/a
2023	Feb 28, 2024	$1.5B	$1.5B	12	10	0	n/a	n/a
2022	Mar 22, 2023	$1.2B	$1.1B	11	10	0	n/a	n/a
2021	Mar 21, 2022	$1.2B	$1.1B	11	9	0	n/a	n/a
2020	Mar 25, 2021	$922M	$901M	10	9	0	n/a	n/a
2019	Feb 10, 2020	$784M	$773M	10	9	0	n/a	n/a
2018	Mar 30, 2019	$610M	$603M	9	6	0	n/a	n/a
2017	Mar 29, 2018	$581M	$574M	9	6	0	n/a	n/a
2016	Mar 28, 2017	$488M	$488M	9	6	n/a	n/a	n/a
2015	Mar 10, 2016	$425M	$425M	7	6	n/a	n/a	n/a
2014	Mar 9, 2015	$402M	$402M	6	5	n/a	n/a	n/a
2013	Mar 27, 2014	$354M	$354M	6	5	n/a	n/a	n/a
2012	Mar 14, 2013	$272M	$272M	6	4	n/a	n/a	n/a
2011	Mar 26, 2012	$258M	$258M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	6.3%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	20.0%	$1.2B	25.5%	18	14	0	0

Relationships

Registered with (21)

← MICHAEL VINCENT SCHMIDIGAdvisorregistration: current employment
Jul 2, 2026 to presentfactForm ADV
← Austin James BriggsAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← CHETHAN R GOURKANTIAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← MICHAEL JOSEPH LAMAGNAAdvisorregistration: current employment
Nov 28, 2025 to presentfactForm ADV
← NOAH PETER ELEFTHERIADESAdvisorregistration: current employment
Jan 18, 2024 to presentfactForm ADV
← Adrian RodriguezAdvisorregistration: current employment
Jul 31, 2023 to presentfactForm ADV
← William Chase TraphagenAdvisorregistration: current employment
Jul 19, 2021 to presentfactForm ADV
← Eric TraphagenAdvisorregistration: current employment
Dec 14, 2017 to presentfactForm ADV
← CHRISTOPHER JAMES FUNDORAAdvisorregistration: current employment
Jul 6, 2017 to presentfactForm ADV
← ALEXANDER SAMUEL MACCHIOAdvisorregistration: current employment
Jun 22, 2015 to presentfactForm ADV
← TIERA LYNN MULLIGANAdvisorregistration: current employment
Aug 20, 2013 to presentfactForm ADV
← JEFFREY SCOTT HANSONAdvisorregistration: current employment
Aug 21, 2012 to presentfactForm ADV
← ERIC DANIEL MANCINIAdvisorregistration: current employment
Nov 10, 2009 to presentfactForm ADV
← KATHRYN MARSICOAdvisorregistration: current employment
Jun 16, 2003 to presentfactForm ADV
← V PETER TRAPHAGENAdvisorregistration: current employment
Mar 28, 2003 to presentfactForm ADV
← V. PETER TRAPHAGENAdvisorregistration: current employment
Mar 28, 2003 to presentfactForm ADV
← Constantine Quinn EleftheriadesAdvisorregistration: previous registration
Aug 10, 2022 to Apr 23, 2026factForm ADV
← Patrick Charles SabolAdvisorregistration: previous registration
Jun 17, 2019 to Aug 26, 2021factForm ADV
← Julian PerezAdvisorregistration: previous registration
May 11, 2016 to Nov 8, 2017factForm ADV
← EDWARD J LEACHAdvisorregistration: previous registration
Jan 28, 2014 to Jun 23, 2014factForm ADV
← MARC A MORRONEAdvisorregistration: previous registration
Jan 1, 2006 to Jan 17, 2013factForm ADV

Controls (1)

← TRAPHAGEN, V, PETEROwnerGENERAL MEMBER, ownership code NA, individual
Mar 26, 2012 to Feb 28, 2024factForm ADV

Owns (2)

← TRAPHAGEN, ROBERT, J.OwnerMEMBER, ownership code A, individual
Mar 26, 2012 to Feb 28, 2024factForm ADV
← LAWRENCE, JAMES, A.OwnerMEMBER, ownership code NA, individual
Mar 26, 2012 to Feb 28, 2024factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Constantine Quinn Eleftheriades left Traphagen Financial Group for Cambridge Investment Research Advisors, Inc. (registered 2026-04-28)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2024
Regulatory AUM changed
Traphagen Financial Group reported RAUM $1.5B, up 33% from $1.2B (2023-07-03 to 2024-02-28)
Form ADVobserved 4 days ago
$376M
Occurred
Mar 21, 2022
Regulatory AUM changed
Traphagen Financial Group reported RAUM $1.2B, up 26% from $922.3M (2021-03-25 to 2022-03-21)
Form ADVobserved 4 days ago
$239M
Occurred
Feb 10, 2020
Regulatory AUM changed
Traphagen Financial Group reported RAUM $784.4M, up 29% from $610.2M (2019-03-30 to 2020-02-10)
Form ADVobserved 4 days ago
$174M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5466e446-9fe2-9c9e-b41f-c44219b726a4
First observed: Mar 26, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRAPHAGEN FINANCIAL GROUP

TRAPHAGEN INVESTMENT ADVISORS LLC, CRD 107764

ORADELL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5466e446-9fe2-9c9e-b41f-c44219b726a4

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

V PETER TRAPHAGEN

Certified Financial Planner|Personal Financial Specialist

ORADELL, NJ

n/a

V. PETER TRAPHAGEN

Personal Financial Specialist

ORADELL, NJ

n/a

KATHRYN MARSICO

n/a

ORADELL, NJ

n/a

ERIC DANIEL MANCINI

n/a

ORADELL, NJ

JEFFREY SCOTT HANSON

n/a

ORADELL, NJ

n/a

TIERA LYNN MULLIGAN

n/a

ORADELL, NJ

n/a

ALEXANDER SAMUEL MACCHIO

n/a

ORADELL, NJ

n/a

CHRISTOPHER JAMES FUNDORA

n/a

ORADELL, NJ

Eric Traphagen

n/a

ORADELL, NJ

n/a

William Chase Traphagen

n/a

ORADELL, NJ

n/a

Adrian Rodriguez

Certified Financial Planner

ORADELL, NJ

NOAH PETER ELEFTHERIADES

n/a

ORADELL, NJ

n/a

MICHAEL JOSEPH LAMAGNA

n/a

ORADELL, NJ

Austin James Briggs

Certified Financial Planner

ORADELL, NJ

CHETHAN R GOURKANTI

n/a

ORADELL, NJ

MICHAEL VINCENT SCHMIDIG

n/a

ORADELL, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TRAPHAGEN, V., PETER

GENERAL MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/1997

Mar 2, 2026

TRAPHAGEN, V, PETER

GENERAL MEMBER

yes

09/1997

Mar 26, 2012

Feb 28, 2024

LAWRENCE, JAMES, A.

Member

09/1998

Mar 2, 2026

TRAPHAGEN, ROBERT, J.

Member

09/1998

Mar 2, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRAPHAGEN & TRAPHAGEN CPAS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$2.3B

$2.2B

n/a

2024

Mar 18, 2025

$1.9B

$1.8B

n/a

2023

Feb 28, 2024

$1.5B

n/a

2022

Mar 22, 2023

$1.2B

$1.1B

n/a

2021

Mar 21, 2022

$1.2B

$1.1B

n/a

2020

Mar 25, 2021

$922M

$901M

n/a

2019

Feb 10, 2020

$784M

$773M

n/a

2018

Mar 30, 2019

$610M

$603M

n/a

2017

Mar 29, 2018

$581M

$574M

n/a

2016

Mar 28, 2017

$488M

n/a

2015

Mar 10, 2016

$425M

n/a

2014

Mar 9, 2015

$402M

n/a

2013

Mar 27, 2014

$354M

n/a

2012

Mar 14, 2013

$272M

n/a

2011

Mar 26, 2012

$258M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$1.9B

20.0%

$1.2B

25.5%