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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Christopher Riley Avey

Advisor at PLANMEMBER SECURITIES CORPORATION

Carpinteria, CA | PORTLAND, OR | East Wenatchee, WA

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Search this name across graphsid dfx:ria:22743242-699a-ebf6-d596-1e813a43e32a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANMEMBER SECURITIES CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Dec 30, 1998
First registration: Jul 6, 2001
Dual registered: yes, broker-dealer
Other names: CHRIS AVEY
IAPD individual key: 3160027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CS PLANNING CORP	Independent wealth	Mar 21, 2023	n/a	yes	East Wenatchee, WA\|PORTLAND, OR	Current employment
PLANMEMBER SECURITIES CORPORATION	Independent wealth	May 31, 2018	n/a	yes	Carpinteria, CA\|East Wenatchee, WA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 10, 2014	Apr 26, 2018	no	SPOKANE, WA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 6, 2014	no	SPOKANE, WA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 4, 2012	Jan 21, 2014	no	WALLA WALLA, WA\|SPOKANE, WA\|WALLA WALLA, WA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 6, 2010	Dec 31, 2011	no	SAN DIEGO, CA\|WALLA WALLA, WA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jul 26, 2004	Oct 13, 2010	no	WALLA WALLA, WA\|WALLA WALLA, WA\|MILTON-FREEWATER, OR\|COLLEGE PLACE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 6, 2001	Feb 14, 2003	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PLANMEMBER SECURITIES CORPORATION	Apr 26, 2018	May 31, 2018	35	Firm change	Ibd to RIA
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
FIRST ALLIED SECURITIES, INC.	CETERA INVESTMENT SERVICES LLC	Dec 31, 2011	Jan 4, 2012	4	Firm change	Other
CETERA INVESTMENT SERVICES LLC	FIRST ALLIED SECURITIES, INC.	Oct 13, 2010	Oct 6, 2010	-7	Firm change	Other
UBS FINANCIAL SERVICES INC.	CETERA INVESTMENT SERVICES LLC	Feb 14, 2003	Jul 26, 2004	528	Firm change after gap	Other

Relationships

Registered with (6)

→ CS PLANNING CORPRegistered adviserregistration: current employment
Mar 21, 2023 to presentfactForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: current employment
May 31, 2018 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 10, 2014 to Apr 26, 2018factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 4, 2012 to Jan 21, 2014factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 6, 2010 to Dec 31, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 6, 2001 to Feb 14, 2003factForm ADV

Dated events

No dated event names this entity yet.