DFX Intelligence

D••• E•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D••• E•••••••• C••••••

Advisor at P•••• C•••••• F••••••••

Royal Oak, MI | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:228284f0-fe89-2d24-09bd-55fc1d2e88bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Dec 9, 2022	n/a	yes	Royal Oak, MI\|OVERLAND PARK, KS	Current employment
L•••••• W••••• A•••••••• L••	Former SEC adviser	Oct 21, 2021	Dec 16, 2022	no	Greenwood, DE\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• W••••• A•••••••• L••	P•••• C•••••• F••••••••	Dec 16, 2022	Dec 9, 2022	-7	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•••••• W••••• A•••••••• L••	Jul 6, 2021	Oct 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
107774:288712:FL:2022-12-16	Dec 16, 2022	Dec 9, 2022	NAPLES, FL	Firm change

Relationships

Registered with (3)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ L•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2021 to Dec 16, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 13, 2017 to Jul 6, 2021factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:228284f0-fe89-2d24-09bd-55fc1d2e88bc
First observed: May 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.