DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dawn Elizabeth Clingan
Certified Financial Planner
Feed of 09/14/2026
Also filed as Dawn Cannon
At current firm
3 y
since Dec 9, 2022
In the industry
20 y
since Jun 21, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Dec 9, 2022 · Royal Oak, Mi
- Liberty Wealth Advisors, LLC formerOct 21, 2021 to Dec 16, 2022 · Greenwood, De
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 13, 2017 to Jul 6, 2021 · Irvine, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 28, 2012 to Jul 1, 2013 · State College, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 21, 2007 to Apr 4, 2011 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Liberty Wealth Advisors, LLC to Prime Capital Financialleft Dec 16, 2022, registered Dec 9, 2022 (-7 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Liberty Wealth Advisors, LLCleft Jul 6, 2021, registered Oct 21, 2021 (107 days) · Wirehouse to independent RIA
Signals
- Dawn Elizabeth Clingan left Liberty Wealth Advisors, Llc for Prime Capital Financial (registered 2022-12-09)Dec 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address