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C•••• C•••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C•••• C•••••••• N•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Euless, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:2285ac8a-4c5a-21b6-cb03-c3bdc97f5eab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 1, 2019	n/a	yes	Euless, TX\|DALLAS, TX	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Apr 24, 2017	Jul 9, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 9, 2019	Oct 1, 2019	84	Firm change	Other
1•• G••••• A••••••• I••	C•••••• O•• A•••••••• L••	Apr 3, 2015

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 10, 2007 to Oct 2, 2009factForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2017 to Jul 9, 2019factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Oct 26, 2012 to Apr 3, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2285ac8a-4c5a-21b6-cb03-c3bdc97f5eab
First observed: Aug 10, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.