DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cheri Christine Nelson
Feed of 09/15/2026
Also filed as Cheri Christine Cox
At current firm
6 y
since Oct 1, 2019
In the industry
29 y
since Jan 15, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Oct 1, 2019 · Euless, Tx
- Capital One Advisors, LLC formerApr 24, 2017 to Jul 9, 2019 · Plano, Tx
- 1st Global Advisors Inc formerOct 26, 2012 to Apr 3, 2015 · Dallas, Tx
- Wells Fargo Advisors wirehouseOct 12, 2009 to Aug 10, 2012 · Arlington, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 10, 2007 to Oct 2, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Capital One Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 9, 2019, registered Oct 1, 2019 (84 days) · Other
- 1st Global Advisors Inc to Capital One Advisors, LLCleft Apr 3, 2015, registered Apr 24, 2017 (752 days) · Other
- Wells Fargo Advisors to 1st Global Advisors Incleft Aug 10, 2012, registered Oct 26, 2012 (77 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Oct 2, 2009, registered Oct 12, 2009 (10 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address