DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Aug 16, 2024 | n/a | yes | GREENVILLE, SC|CLEMSON, SC|COLUMBIA, SC | Current employment |
| K•••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Jun 6, 2022 | Aug 16, 2024 | no | Fountain Inn, SC|SAN DIEGO, CA|Greenville, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••••••• W••••• A•••••••• L•• | W•••• F•••• A••••••• | Aug 16, 2024 | Aug 16, 2024 | 0 | Firm change | Ibd to wirehouse |
| B•••••••• A••••••• S•••••••• L•• | K•••••••• W••••• A•••••••• L•• | Jun 6, 2022 | Jun 6, 2022 |
| B•••••••• A••••••• S•••••••• L•• | No RAUM reported | Aug 16, 2021 | Jun 6, 2022 | no | SAN DIEGO, CA|Fountain Inn, SC | Previous registration |
| C••• I••••••••• A•••••••• I••• | Independent wealth | Jul 29, 2019 | Sep 30, 2020 | no | Fountain, SC|New York, NY|MCDONOUGH, GA | Previous registration |
| N••• C••••••••• | Bd affiliated wealth | Apr 19, 2017 | Feb 22, 2019 | no | NEW YORK, NY|BOCA RATON, FL|FOUNTAIN INN, SC | Previous registration |
| 0 |
| Firm change |
| RIA to RIA |
| C••• I••••••••• A•••••••• I••• | B•••••••• A••••••• S•••••••• L•• | Sep 30, 2020 | Aug 16, 2021 | 320 | Firm change | RIA to RIA |
| N••• C••••••••• | C••• I••••••••• A•••••••• I••• | Feb 22, 2019 | Jul 29, 2019 | 157 | Firm change | Ibd to RIA |