DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cain Capital Management, LP
Legal name Cain Capital L.L.C.
Latest filing Feb 25, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Feb 25, 2002
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$149M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$171M as of Feb 25, 2026
Mar 30, 2012$122M then
HNW client RAUM$148M as of Feb 25, 2026
Mar 29, 2018$101M then
State-registered IARs (5.B.3)1 as of Feb 25, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Feb 25, 2026
Apr 1, 20133 then
Private funds11 as of Feb 25, 2026
Mar 30, 201211 then
RAUM +3.9% over the last fiscal year+3.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $36.9MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M86%
- Pooled investment vehicles$22.3M13%
- Individuals$1.1M0.6%
- Individual clients
- 9reported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 92reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.87 fund_share=0.13 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rod Cain Jones | Dallas, Tx | Apr 22, 2014 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Rod Cain Jones to Blackrock Financial Management, IncJun 29, 2012 · Other
- Angela H Carlson to Morgan StanleyJun 29, 2012 · Other
Joined, latest
- Rod Cain Jones from Blackrock Financial Management, IncApr 22, 2014 · Other
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cain Capital Infrastructure Partners, L.P. | Other Private Fund | $10.1M | 4 | Mar 31, 2015 |
| Cain Agra, L.P. | Other Private Fund | $4.6M | 5 | Mar 30, 2012 |
| Cain Fenway Partners, LP | Other Private Fund | $2.5M | 7 | Feb 28, 2022 |
| Cain Family Timber Partners, L.P. | Other Private Fund | $1.8M | 3 | Mar 30, 2012 |
| Cain Multi-Family, L.P. | Other Private Fund | $797,862 | 7 | Jan 20, 2014 |
| Fax/Melbourne, L.P. | Other Private Fund | $622,188 | 23 | Mar 30, 2012 |
| Cain Vc Health Fund, LP | Other Private Fund | $614,061 | 11 | Mar 29, 2019 |
| Cain Pth Partners, LP | Other Private Fund | $484,104 | 10 | Mar 29, 2016 |
| Cain V.C. Partners | Other Private Fund | $438,464 | 10 | Mar 29, 2016 |
| Cain Family Energy Partners, L.P. | Other Private Fund | $164,928 | 7 | Mar 30, 2012 |
| Cain Capital Partners Fund II, L.P.no longer reported | Private Equity Fund | $117,065 | 19 | Mar 30, 2012 |
| Fax/Whitehorse I, L.P.no longer reported | Securitized Asset Fund | $95,306 | 18 | Mar 30, 2012 |
| Family Access Exchange II, L.P.no longer reported | Other Private Fund | $28,447 | 4 | Mar 30, 2017 |
| Postman Partners, L.P.no longer reported | Other Private Fund | $21,728 | 1 | Mar 31, 2014 |
| Cain Capital 3131, L.P.no longer reported | Other Private Fund | $11,061 | 12 | Mar 31, 2015 |
| Cain Capital Cryptic, L.P.no longer reported | Other Private Fund | $10,291 | 29 | Mar 31, 2015 |
| Cain Capital Open Sesame, LPno longer reported | Other Private Fund | $1,375 | 9 | Mar 31, 2015 |
| Cain Family Medical Partners, L.P.no longer reported | Other Private Fund | $398 | 7 | Mar 30, 2012 |
| Fax/Nte Aviation, L.P.no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
| Cain Capital Latitude, L.P.no longer reported | Other Private Fund | $0 | 4 | Mar 30, 2012 |
| Cryptic Lending, LLCno longer reported | Other Private Fund | $0 | 5 | Mar 29, 2016 |
| Cf Memory Partners, L.P.no longer reported | Other Private Fund | $0 | 8 | Mar 30, 2012 |
| Cain Capital Cryptic Genpar, L.P.no longer reported | Other Private Fund | $0 | 3 | Mar 31, 2015 |
| Cfo Media, L.P.no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Patrick Hugh Hennesy · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2000 · owns less than 5%
- Cain Rod Jones · Managing Membercontrolsince 01/1998 · owns 75% or more
- Brady Kevin Parker · Chief Operating Officercontrolsince 05/2012 · owns less than 5%
Related persons
Schedule D 7.A
- Cain Capital Infrastructure Gp, LLCpooled vehicle sponsory
- Cain Capital Management, L.P.pooled vehicle sponsory
- Family Access Exchange II, L.P.pooled vehicle sponsory
- Family Access Exchange, L.P.pooled vehicle sponsory
- Faxgenpar, L.L.C.pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 96 to 92Feb 25, 2025 to Feb 25, 2026
- HNW clients · 5 to 4Feb 25, 2025 to Feb 25, 2026
- Individual clients · 10 to 9Feb 25, 2025 to Feb 25, 2026
- Discretionary RAUM · $165M to $171MFeb 25, 2025 to Feb 25, 2026
- HNW RAUM · $140M to $148MFeb 25, 2025 to Feb 25, 2026
- Individual RAUM · $1.5M to $1.1MFeb 25, 2025 to Feb 25, 2026
- Pooled vehicle RAUM · $23.0M to $22.3MFeb 25, 2025 to Feb 25, 2026
- RAUM · $165M to $171MFeb 25, 2025 to Feb 25, 2026
- Accounts · 92 to 96Mar 11, 2024 to Feb 25, 2025
- Charity clients · 1.0 to unsetMar 11, 2024 to Feb 25, 2025
- HNW clients · 4 to 5Mar 11, 2024 to Feb 25, 2025
- Individual clients · 11 to 10Mar 11, 2024 to Feb 25, 2025
- Pooled vehicle clients · 10 to 11Mar 11, 2024 to Feb 25, 2025
- Financial planning clients · unset to Mar 11, 2024 to Feb 25, 2025
- Private funds · 10 to 11Mar 11, 2024 to Feb 25, 2025
- Discretionary RAUM · $139M to $165MMar 11, 2024 to Feb 25, 2025
- HNW RAUM · $114M to $140MMar 11, 2024 to Feb 25, 2025
- Individual RAUM · $2.5M to $1.5MMar 11, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $22.1M to $23.0MMar 11, 2024 to Feb 25, 2025
- RAUM · $139M to $165MMar 11, 2024 to Feb 25, 2025
- Accounts · 87 to 92Jan 2, 2024 to Mar 11, 2024
- Discretionary RAUM · $156M to $139MJan 2, 2024 to Mar 11, 2024
- HNW RAUM · $136M to $114MJan 2, 2024 to Mar 11, 2024
- Individual RAUM · $2.1M to $2.5MJan 2, 2024 to Mar 11, 2024
- Pooled vehicle RAUM · $17.6M to $22.1MJan 2, 2024 to Mar 11, 2024
- RAUM · $156M to $139MJan 2, 2024 to Mar 11, 2024
- Discretionary RAUM · $166M to $156MApr 4, 2022 to Mar 13, 2023
- HNW RAUM · $146M to $136MApr 4, 2022 to Mar 13, 2023
- Individual RAUM · $2.4M to $2.1MApr 4, 2022 to Mar 13, 2023
- Pooled vehicle RAUM · $17.2M to $17.6MApr 4, 2022 to Mar 13, 2023
- RAUM · $166M to $156MApr 4, 2022 to Mar 13, 2023
- Discretionary RAUM · $133M to $166MMar 12, 2021 to Feb 28, 2022
- HNW RAUM · $117M to $146MMar 12, 2021 to Feb 28, 2022
- Individual RAUM · $2.0M to $2.4MMar 12, 2021 to Feb 28, 2022
- Pooled vehicle RAUM · $14.4M to $17.2MMar 12, 2021 to Feb 28, 2022
- RAUM · $133M to $166MMar 12, 2021 to Feb 28, 2022
- Business name · CAIN CAPITAL L.L.C. to CAIN CAPITAL MANAGEMENT, LPMar 11, 2021 to Mar 12, 2021
- Accounts · 90 to 87Jun 3, 2020 to Mar 11, 2021
- Advisory activities · 2 to 3Jun 3, 2020 to Mar 11, 2021
- Pooled vehicle clients · 12 to 10Jun 3, 2020 to Mar 11, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Cain Capital Management, LP · Independent Sponsorsshared crd · capital_provider
- Cain Capital Management, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 972-685-1799reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Cain Capital Management, LP is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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