DFX Intelligence

D•••••• V••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••••• V••••• O•••••

Advisor at B•••••• L••• A••••••• S•••••••• I•••

Salem, OR | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• L••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 28, 2017	n/a	yes	Salem, OR\|CHICAGO, IL	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jul 19, 2013	Aug 22, 2016	no	PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Aug 22, 2016	Jul 19, 2013	-1,130	Channel change	Other
T• A••••••••• I••••••••• M••••••••• L••	B•••••• L••• A••••••• S•••••••• I•••	Aug 22, 2016	Sep 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:OR:2016-08-18	Aug 22, 2016	Jul 19, 2013	PORTLAND, OR	Firm change after gap

Relationships

Registered with (5)

→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 28, 2017 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2013 to Aug 22, 2016factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2013 to Aug 22, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 5, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.