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Registered advisor
D•••••• V••••• O•••••
Feed of 09/15/2026
At current firm
8 y
since Sep 28, 2017
In the industry
20 y
since Oct 26, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 28, 2017 · Salem, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 19, 2013 to Aug 22, 2016 · Portland, Or
- T• A••••••••• I••• formerJul 18, 2013 to Aug 22, 2016 · Portland, Or
- W•••• F•••• A••••••• wirehouseDec 21, 2012 to May 22, 2013 · Portland, Or
- P••••••• • C•••••• formerJan 5, 2007 to Dec 4, 2008 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 22, 2016, registered Jul 19, 2013 (-1130 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left Aug 22, 2016, registered Sep 28, 2017 (402 days) · Other
- W•••• F•••• A••••••• to T• A••••••••• I•••left May 22, 2013, registered Jul 18, 2013 (57 days) · Other
- P••••••• • C•••••• to W•••• F•••• A•••••••left Dec 4, 2008, registered Dec 21, 2012 (1478 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address