DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
FEDERAL WAY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Nov 9, 2023 | n/a | yes | FEDERAL WAY, WA | Current employment |
| E•••••••• W••••• M••••••••• L•• | Former SEC adviser | Sep 28, 2021 | Oct 3, 2023 | no | BRIGHTON, MI|Northville, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• W••••• M••••••••• L•• | E•••••• F•••••••• E•••••• | Oct 3, 2023 | Nov 9, 2023 | 37 | Firm change | RIA to RIA |
| N••• F•••••••• G••••• I••• | E•••••••• W••••• M••••••••• L•• | Aug 16, 2021 | Sep 28, 2021 |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Apr 8, 2021 | Aug 16, 2021 | no | NOVI, MI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 12, 2020 | Nov 9, 2020 | no | NEW YORK, NY|CHANDLER, AZ | Previous registration |
| 43 |
| Firm change |
| Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | N••• F•••••••• G••••• I••• | Nov 9, 2020 | Apr 8, 2021 | 150 | Firm change | Wirehouse to ibd |