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RIA / WealthAdvisor43 years in industry

Stanley SCOTT GARRISON

Advisor at SIERRA CAPITAL MANAGEMENT

Bakersfield, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 22, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIERRA CAPITAL MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jun 7, 1983
First registration: Mar 22, 1996
Dual registered: no
Other names: STANLEY SCOTT GARRISON|SCOTT GARRISON|S SCOTT GARRISON
IAPD individual key: 1126118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIERRA CAPITAL MANAGEMENT	State registered	Jul 10, 2025	n/a	yes	Bakersfield, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Aug 7, 2015	no	BAKERSFIELD, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Dec 23, 2008	Sep 8, 2009	no	BAKERSFIELD, CA\|SAN MATEO, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Mar 22, 1996	Dec 5, 2008	no	BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SIERRA CAPITAL MANAGEMENT	Aug 7, 2015	Jul 10, 2025	3,625	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Firm change	Other
FSC SECURITIES CORPORATION	ASSOCIATED SECURITIES CORP.	Dec 5, 2008	Dec 23, 2008	18	Firm change	Other

Relationships

Registered with (4)

→ SIERRA CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Aug 7, 2015factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Dec 23, 2008 to Sep 8, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 22, 1996 to Dec 5, 2008factForm ADV

Dated events

No dated event names this entity yet.