RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• S•••• G•••••••
- S••••• C•••••• M••••••••• state registered currentsince Jul 10, 2025 · Bakersfield, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Aug 7, 2015 · Bakersfield, Ca
- A••••••••• S••••••••• C•••• unclassifiedDec 23, 2008 to Sep 8, 2009 · Bakersfield, Ca
- F•• S••••••••• C••••••••• formerMar 22, 1996 to Dec 5, 2008 · Bakersfield, Ca
- L•• F•••••••• L•• to S••••• C•••••• M•••••••••left Aug 7, 2015, registered Jul 10, 2025 (3625 days) · Other
- A••••••••• S••••••••• C•••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- F•• S••••••••• C••••••••• to A••••••••• S••••••••• C••••left Dec 5, 2008, registered Dec 23, 2008 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address