RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• H••••••• B••••
- H•••••••• A•••••••• L•• BD affiliated currentsince Apr 5, 2023 · Chicago, Il
- D•••• • L•••• C•••••• unclassifiedOct 22, 2013 to Dec 31, 2014 · Lexington, Ma
- B••••••• F•••••••• S•••••••• I••• formerSep 14, 2009 to Apr 21, 2023 · Lexington, Ma
- L•• F•••••••• L•• BD affiliatedApr 2, 2008 to Oct 21, 2020 · Lexington, Ma
- B••••••• F•••••••• S•••••••• I••• to D•••• • L•••• C••••••left Apr 21, 2023, registered Oct 22, 2013 (-3468 days) · Other
- L•• F•••••••• L•• to B••••••• F•••••••• S•••••••• I•••left Oct 21, 2020, registered Sep 14, 2009 (-4055 days) · Other
- D•••• • L•••• C•••••• to H•••••••• A•••••••• L••left Dec 31, 2014, registered Apr 5, 2023 (3017 days) · Other
- A••••• H••••••• B•••• left B••••••• F•••••••• S•••••••• I••• for D•••• • L•••• C•••••• (registered 2013-10-22)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address