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RIA / WealthAdvisorCertified Financial Planner16 years in industry

CODY JAMES FORBUSH

Advisor at GRIMES & COMPANY

WESTBOROUGH, MA | OMAHA, NE | UNDERWOOD, IA

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Search this name across graphsid dfx:ria:22df81a7-5046-ae3f-db5a-00f0799b7460

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRIMES & COMPANY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 19, 2010
First registration: Oct 2, 2012
Dual registered: no
IAPD individual key: 5675962

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRIMES & COMPANY	Independent wealth	Sep 7, 2022	n/a	yes	WESTBOROUGH, MA\|UNDERWOOD, IA\|OMAHA, NE	Current employment
DICKINSON INVESTMENT ADVISORS	Former SEC adviser	Nov 17, 2020	Sep 8, 2022	no	COUNCIL BLUFFS, IA	Previous registration
TS CAPITAL, LLC	n/a	Oct 26, 2017	Nov 4, 2020	no	Council Bluffs, IA\|TREYNOR, IA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 2, 2012	Oct 23, 2017	no	OMAHA, NE\|OMAHA, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 2, 2012	Oct 23, 2017	no	Omaha, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DICKINSON INVESTMENT ADVISORS	GRIMES & COMPANY	Sep 8, 2022	Sep 7, 2022	-1	Firm change	RIA to RIA
TS CAPITAL, LLC	DICKINSON INVESTMENT ADVISORS	Nov 4, 2020	Nov 17, 2020	13	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 23, 2017	Oct 2, 2012	-1,847	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 23, 2017	Oct 2, 2012	-1,847	Firm change after gap	Other

Relationships

Registered with (5)

→ GRIMES & COMPANYRegistered adviserregistration: current employment
Sep 7, 2022 to presentfactForm ADV
→ DICKINSON INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2020 to Sep 8, 2022factForm ADV
→ TS CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 26, 2017 to Nov 4, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 2, 2012 to Oct 23, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 2, 2012 to Oct 23, 2017factForm ADV

Dated events

Occurred
Sep 8, 2022
Advisor changed firm
Cody James Forbush left Dickinson Investment Advisors for Grimes & Company (registered 2022-09-07)
Form ADVobserved 6 days ago