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Advisor at CETERA INVESTMENT ADVISERS LLC
Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 28, 2025 | n/a | yes | Fort Worth, TX | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Oct 31, 2025 | no | FORT WORTH, TX | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Mar 15, 2016 | Feb 9, 2018 | no | FORT WORTH, TX | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Apr 27, 2015 | Jun 14, 2024 | no | FORT WORTH, TX|FORT WORTH, TX|FORT WORTH, TX | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Jun 23, 2011 | Apr 27, 2015 | no | FORT WORTH, TX | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 1, 2005 | Jun 29, 2011 | no | FT WORTH, TX|FORT WORTH, TX|HEATH, TX|FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CETERA INVESTMENT ADVISERS LLC | Oct 31, 2025 | Oct 28, 2025 | -3 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Jun 14, 2024 | Mar 15, 2016 | -3,013 | Channel change | Other |
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Feb 9, 2018 | Jun 14, 2024 | 2,317 | Firm change after gap | Other |
| WFG ADVISORS, LP | SECURITIES AMERICA ADVISORS, INC. | Apr 27, 2015 | Apr 27, 2015 | 0 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | WFG ADVISORS, LP | Jun 29, 2011 | Jun 23, 2011 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:105644:TX:2025-10-30 | Oct 31, 2025 | Oct 28, 2025 | FORT WORTH, TX | Firm change |
| 110518:165127:TX:2024-06-14 | Jun 14, 2024 | Mar 15, 2016 | FORT WORTH, TX | Firm change after gap |
| 125073:110518:TX:2015-04-27 | Apr 27, 2015 | Apr 27, 2015 | FORT WORTH, TX | Firm change |