R••••• H•••••

Advisor at N•••••••• B••••• B• L••

NEW YORK, NY | Aberdeen Township, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22f99460-30a8-97e1-cc46-a42036b4b3a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 19, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Sep 1, 2026	n/a	yes	NEW YORK, NY\|Aberdeen Township, NJ	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Oct 2, 2025	Jun 24, 2026	no	Chicago, IL\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	N•••••••• B••••• B• L••	Jun 24, 2026	Sep 1, 2026	69	Firm change	Other
S•••••••• A••••••• L••	P•••••• A•••••• G••••• L••	Sep 16, 2025	Oct 2, 2025

Relationships

Registered with (4)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Oct 2, 2025 to Jun 24, 2026factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Sep 16, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jun 24, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 16, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22f99460-30a8-97e1-cc46-a42036b4b3a8
First observed: Feb 19, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.