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RIA / WealthAdvisor29 years in industry

JOSEPH DAVID GASTALDI

Advisor at ALDEN INVESTMENT GROUP

WAYNE, PA | Osceola, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALDEN INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 10, 1997
First registration: Nov 30, 2001
Dual registered: no
Other names: JOE GASTALDI
IAPD individual key: 1514477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALDEN INVESTMENT GROUP	Independent wealth	Jan 17, 2023	n/a	yes	Osceola, IN\|WAYNE, PA	Current employment
GREENLEAF ADVISORS	Former SEC adviser	Nov 18, 2022	Nov 30, 2022	no	Osceola, IN\|RED BANK, NJ	Previous registration
GREENLEAF ADVISORS	Former SEC adviser	Feb 17, 2016	Nov 18, 2022	no	Osceola, IN\|RED BANK, NJ	Previous registration
KORHORN FINANCIAL GROUP	Independent wealth	Oct 16, 2013	Aug 31, 2015	no	GRANGER, IN	Previous registration
LAKESIDE WEALTH MANAGEMENT GROUP, LLC	Former SEC adviser	Mar 15, 2011	Aug 16, 2013	no	CHESTERTON, IN	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Nov 3, 2008	Sep 10, 2009	no	MISHAWAKA, IN\|MISHAWAKA, IN\|CHARLOTTE, NC	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 4, 2005	Nov 5, 2008	no	MISHAWAKA, IN\|MISHAWAKA, IN	Previous registration
FINANCIAL INDEPENDENCE GROUP	n/a	Nov 30, 2001	Nov 16, 2006	no	SOUTH BEND, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GREENLEAF ADVISORS	ALDEN INVESTMENT GROUP	Nov 30, 2022	Jan 17, 2023	48	Firm change	Other
KORHORN FINANCIAL GROUP	GREENLEAF ADVISORS	Aug 31, 2015	Feb 17, 2016	170	Firm change	Other
LAKESIDE WEALTH MANAGEMENT GROUP, LLC	KORHORN FINANCIAL GROUP	Aug 16, 2013	Oct 16, 2013	61	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LAKESIDE WEALTH MANAGEMENT GROUP, LLC	Sep 10, 2009	Mar 15, 2011	551	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	UVEST FINANCIAL SERVICES GROUP, INC.	Nov 5, 2008	Nov 3, 2008	-2	Firm change	Other
FINANCIAL INDEPENDENCE GROUP	INVEST FINANCIAL CORPORATION	Nov 16, 2006	Oct 4, 2005	-408	Firm change after gap	Other

Relationships

Registered with (7)

→ ALDEN INVESTMENT GROUPRegistered adviserregistration: current employment
Jan 17, 2023 to presentfactForm ADV
→ GREENLEAF ADVISORSRegistered adviserregistration: previous registration
Nov 18, 2022 to Nov 30, 2022factForm ADV
→ KORHORN FINANCIAL GROUPRegistered adviserregistration: previous registration
Oct 16, 2013 to Aug 31, 2015factForm ADV
→ LAKESIDE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 15, 2011 to Aug 16, 2013factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Nov 3, 2008 to Sep 10, 2009factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 4, 2005 to Nov 5, 2008factForm ADV
→ FINANCIAL INDEPENDENCE GROUPRegistered adviserregistration: previous registration
Nov 30, 2001 to Nov 16, 2006factForm ADV

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
Joseph David Gastaldi left Greenleaf Advisors for Alden Investment Group (registered 2023-01-17)
Form ADVobserved 6 days ago