RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Joseph David Gastaldi
- Years, as the firm states
- 35reportedaldeninvestmentgroup.com“Joe has over 35 years of experience in the financial services industry and has worked specifically with retirement plans over the last 15 years.”
- Professional profile
- aldeninvestmentgroup.com/people/joe-gastaldireportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Alden Investment Group independent RIA currentsince Jan 17, 2023 · Osceola, In
- Greenleaf Advisors formerNov 18, 2022 to Nov 30, 2022 · Osceola, In
- Greenleaf Advisors formerFeb 17, 2016 to Nov 18, 2022 · Osceola, In
- Korhorn Financial Group independent RIAOct 16, 2013 to Aug 31, 2015 · Granger, In
- Lakeside Wealth Management Group, LLC formerMar 15, 2011 to Aug 16, 2013 · Chesterton, In
- Uvest Financial Services Group, Inc. unclassifiedNov 3, 2008 to Sep 10, 2009 · Mishawaka, In
- Invest Financial Corporation formerOct 4, 2005 to Nov 5, 2008 · Mishawaka, In
- Financial Independence Group unclassifiedNov 30, 2001 to Nov 16, 2006 · South Bend, In
- Greenleaf Advisors to Alden Investment Groupleft Nov 30, 2022, registered Jan 17, 2023 (48 days) · Other
- Korhorn Financial Group to Greenleaf Advisorsleft Aug 31, 2015, registered Feb 17, 2016 (170 days) · Other
- Lakeside Wealth Management Group, LLC to Korhorn Financial Groupleft Aug 16, 2013, registered Oct 16, 2013 (61 days) · Other
- Uvest Financial Services Group, Inc. to Lakeside Wealth Management Group, LLCleft Sep 10, 2009, registered Mar 15, 2011 (551 days) · Other
- Invest Financial Corporation to Uvest Financial Services Group, Inc.left Nov 5, 2008, registered Nov 3, 2008 (-2 days) · Other
- Financial Independence Group to Invest Financial Corporationleft Nov 16, 2006, registered Oct 4, 2005 (-408 days) · Other
- Joseph David Gastaldi left Greenleaf Advisors for Alden Investment Group (registered 2023-01-17)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address