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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 1, 2026 | n/a | yes | Dallas, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 26, 2025 | n/a | yes | BENTONVILLE, AR|DALLAS, TX|MONROE, LA|HOUSTON, TX|JONESBORO, AR|METAIRIE, LA|CARENCRO, LA|LAFAYETTE, LA|HOUSTON, TX|LAFAYETTE, LA|NEW IBERIA, LA|LAFAYETTE, LA|BATON ROUGE, LA|LAKE CHARLES, LA|NEW ORLEANS, LA|LITTLE ROCK, AR|HARVEY, LA|BATON ROUGE, LA|MANDEVILLE, LA|FORT WORTH, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 26, 2025 | Sep 16, 2026 | no | BENTONVILLE, AR|DALLAS, TX|MONROE, LA|HOUSTON, TX|JONESBORO, AR|METAIRIE, LA|CARENCRO, LA|LAFAYETTE, LA|HOUSTON, TX|LAFAYETTE, LA|NEW IBERIA, LA|LAFAYETTE, LA|BATON ROUGE, LA|LAKE CHARLES, LA|BATON ROUGE, LA|LITTLE ROCK, AR|HARVEY, LA|BATON ROUGE, LA|MANDEVILLE, LA|FORT WORTH, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 19, 2022 | Apr 23, 2025 | no | CHARLOTTE, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 19, 2022 | Apr 23, 2025 | no | CHARLOTTE, NC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 7, 2021 | Feb 22, 2022 | no | Charlotte, NC | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 6, 2016 | Mar 8, 2021 | no | CHARLOTTE, NC|DURHAM, NC|CHESAPEAKE, VA | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 6, 2016 | Mar 8, 2021 | no | CHARLOTTE, NC|DURHAM, NC|CHESAPEAKE, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 29, 2010 | Dec 31, 2016 | no | CHARLOTTE, NC|DURHAM, NC|DURHAM, NC|CHESAPEAKE, VA|CHARLOTTE, NC|RICHMOND, VA|COLUMBIA, SC|SUMTER, SC|GREENVILLE, SC|ASHEVILLE, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 29, 2010 | Dec 31, 2016 | no | CHARLOTTE, NC|DURHAM, NC|DURHAM, NC|CHESAPEAKE, VA|CHARLOTTE, NC|RICHMOND, VA|COLUMBIA, SC|SUMTER, SC|GREENVILLE, SC|ASHEVILLE, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 12, 2007 | May 3, 2010 | no | CHARLOTTE, NC|FORT MILL, SC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Sep 28, 2004 | Sep 10, 2007 | no | FT. MYERS, FL|SARASOTA, FL|BRADENTON, FL|PUNTA GORDA, FL|NAPLES, FL|VENICE, FL|CHARLOTTE, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Sep 28, 2004 | Sep 10, 2007 | no | FT. MYERS, FL|SARASOTA, FL|BRADENTON, FL|PUNTA GORDA, FL|NAPLES, FL|VENICE, FL|CHARLOTTE, NC | Previous registration |
| QUICK & REILLY, INC. | n/a | Jan 14, 2003 | Sep 24, 2004 | no | NAPLES, FL | Previous registration |
| QUICK & REILLY, INC. | n/a | Jan 14, 2003 | Sep 24, 2004 | no | NAPLES, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 11, 2000 | Nov 26, 2002 | no | CLEARWATER, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 11, 2000 | Nov 26, 2002 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES & ASSOCIATES, INC. | Sep 16, 2026 | Sep 1, 2026 | -15 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Apr 23, 2025 | Sep 26, 2025 | 156 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | EQUITABLE ADVISORS, LLC | Feb 22, 2022 | Sep 19, 2022 | 209 | Firm change | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 8, 2021 | Apr 7, 2021 | 30 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 6, 2016 | -116 | Bulk transfer | Other |
| LPL FINANCIAL LLC | SUNTRUST INVESTMENT SERVICES, INC. | May 3, 2010 | Apr 29, 2010 | -4 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Sep 10, 2007 | Dec 12, 2007 | 93 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Sep 24, 2004 | Sep 28, 2004 | 4 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | QUICK & REILLY, INC. | Nov 26, 2002 | Jan 14, 2003 | 49 | Firm change | Other |