DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tod Andrew Drury

Raymond James & Associates, Inc.national BDDallas, Txdual registrantIAPD 2404218

Feed of 09/17/2026

Also filed as Drury

At current firm

0 y

since Sep 1, 2026

In the industry

32 y

since Apr 15, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Sep 1, 2026 · Dallas, Tx
LPL Financial LLC BD affiliated current
since Sep 26, 2025 · Bentonville, Ar
LPL Financial LLC BD affiliated
Sep 26, 2025 to Sep 16, 2026 · Bentonville, Ar
Equitable Advisors, LLC national BD
Sep 19, 2022 to Apr 23, 2025 · Charlotte, Nc
Equitable Advisors, LLC national BD
Sep 19, 2022 to Apr 23, 2025 · Charlotte, Nc
Ameriprise Financial Services, LLC national BD
Apr 7, 2021 to Feb 22, 2022 · Charlotte, Nc
Truist Advisory Services, Inc. BD affiliated
Sep 6, 2016 to Mar 8, 2021 · Charlotte, Nc
Truist Advisory Services, Inc. BD affiliated
Sep 6, 2016 to Mar 8, 2021 · Charlotte, Nc
Suntrust Investment Services, Inc. former
Apr 29, 2010 to Dec 31, 2016 · Charlotte, Nc
Suntrust Investment Services, Inc. former
Apr 29, 2010 to Dec 31, 2016 · Charlotte, Nc
LPL Financial LLC BD affiliated
Dec 12, 2007 to May 3, 2010 · Charlotte, Nc
Banc Of America Investment Services, Inc. unclassified
Sep 28, 2004 to Sep 10, 2007 · Ft. Myers, Fl
Banc Of America Investment Services, Inc. unclassified
Sep 28, 2004 to Sep 10, 2007 · Ft. Myers, Fl
Quick & Reilly, Inc. unclassified
Jan 14, 2003 to Sep 24, 2004 · Naples, Fl
Quick & Reilly, Inc. unclassified
Jan 14, 2003 to Sep 24, 2004 · Naples, Fl
Prudential Equity Group, LLC unclassified
Jan 11, 2000 to Nov 26, 2002 · Clearwater, Fl
Prudential Equity Group, LLC unclassified
Jan 11, 2000 to Nov 26, 2002 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Raymond James & Associates, Inc.
left Sep 16, 2026, registered Sep 1, 2026 (-15 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to LPL Financial LLC
left Apr 23, 2025, registered Sep 26, 2025 (156 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Equitable Advisors, LLC
left Feb 22, 2022, registered Sep 19, 2022 (209 days) · Affiliated broker-dealer or bank to another
Truist Advisory Services, Inc. to Ameriprise Financial Services, LLC
left Mar 8, 2021, registered Apr 7, 2021 (30 days) · Affiliated broker-dealer or bank to another
Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
left Dec 31, 2016, registered Sep 6, 2016 (-116 days) · corporate re-registration, not a move
LPL Financial LLC to Suntrust Investment Services, Inc.
left May 3, 2010, registered Apr 29, 2010 (-4 days) · Other
Banc Of America Investment Services, Inc. to LPL Financial LLC
left Sep 10, 2007, registered Dec 12, 2007 (93 days) · Other
Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.
left Sep 24, 2004, registered Sep 28, 2004 (4 days) · Other
Prudential Equity Group, LLC to Quick & Reilly, Inc.
left Nov 26, 2002, registered Jan 14, 2003 (49 days) · Other

Signals

Tod Andrew Drury left LPL Financial LLC for Raymond James & Associates, Inc. (registered 2026-09-01)
Sep 16, 2026 · Advisor changed firm · fact
Tod Andrew Drury left Equitable Advisors, Llc for Lpl Financial Llc (registered 2025-09-26)
Apr 23, 2025 · Advisor changed firm · fact
Tod Andrew Drury left Ameriprise Financial Services, Llc for Equitable Advisors, Llc (registered 2022-09-19)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address