DFX Intelligence

D•••• A••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D•••• A••• L••••••

Advisor at O•••• A••••••• S•••••••• L••

MAYFIELD HTS, OH | Mayfield Hts, OH

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Search this name across graphsid dfx:ria:23335f53-0541-26d7-1341-bd134e0e3e20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Mayfield Hts, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	MAYFIELD HTS, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••• W•••••• I•••	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	C•••• B•••• G••••	Jun 14, 2024	Feb 26, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:23131:OH:2024-11-08	Nov 8, 2024	Jun 14, 2024	MAYFIELD HTS, OH	Firm change after gap
110518:290670:OH:2024-06-14	Jun 14, 2024	Feb 26, 2019	MAYFIELD HTS, OH	Firm change after gap
290670:165127:OH:2021-04-21	Apr 21, 2021	Apr 7, 2021	CLEVELAND, OH	Firm change

Relationships

Registered with (6)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Apr 7, 2021 to Nov 8, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
D•••• A••• L•••••• left S••••••••• A•••••• A•••••••• I••• for C•••• B•••• G•••• (registered 2019-02-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23335f53-0541-26d7-1341-bd134e0e3e20
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.