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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MANUS DUFFY

Advisor at STRATEGIC ADVISERS LLC

LYNNWOOD, WA | MILL CREEK, WA

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Search this name across graphsid dfx:ria:233d8769-2b07-e003-a766-fbac5a961857

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 14, 2000
First registration: Jan 23, 2006
Dual registered: yes, broker-dealer
Other names: Manus Emmanuelle Duffy|Manus Duffy
IAPD individual key: 4297371

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MILL CREEK, WA\|LYNNWOOD, WA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 11, 2025	Mar 31, 2025	no	LYNNWOOD, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 15, 2020	Dec 2, 2024	no	EVERETT, WA\|EDMONDS, WA\|EDMONDS, WA\|EVERETT, WA\|MUKILTEO, WA\|BELLEVUE, WA\|MILL CREEK, WA\|EVERETT, WA\|EVERETT, WA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Oct 13, 2016	Apr 10, 2019	no	ARCATA, CA\|MCKINLEYVILLE, CA\|EUREKA, CA\|Arcata, CA\|Eureka, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 1, 2015	Sep 28, 2016	no	BAYSIDE, CA\|BAYSIDE, CA\|FORT BRAGG, CA	Previous registration
GOLDEN STATE WEALTH MANAGEMENT, LLC	Independent wealth	Apr 22, 2015	Dec 7, 2015	no	POWELL, WY	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Aug 30, 2007	Apr 24, 2015	no	SAN JOSE, CA\|PORTLAND, OR\|TIGARD, OR\|SALEM, OR\|PORTLAND, OR\|PORTLAND, OR\|FREMONT, CA\|SAN JOSE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|MILPITAS, CA\|PLEASANTON, CA\|SARATOGA, CA\|SAN JOSE, CA\|PALO ALTO, CA\|PALO ALTO, CA\|PALO ALTO, CA\|SAN JOSE, CA\|SAN JOSE, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 23, 2006	Aug 30, 2007	no	HILLSBORO, OR\|Hillsboro, OR\|Aloha, OR\|ALOHA, OR\|Hillsboro, OR\|HILLSBORO, OR\|Hillsboro, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 2, 2024	Feb 11, 2025	71	Firm change	Wirehouse to ibd
CUNA BROKERAGE SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 10, 2019	May 15, 2020	401	Firm change after gap	Ibd to wirehouse
LPL FINANCIAL LLC	CUNA BROKERAGE SERVICES, INC.	Sep 28, 2016	Oct 13, 2016	15	Firm change	Other
GOLDEN STATE WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Dec 7, 2015	Dec 1, 2015	-6	Firm change	Other
U.S. BANCORP ADVISORS, LLC	GOLDEN STATE WEALTH MANAGEMENT, LLC	Apr 24, 2015	Apr 22, 2015	-2	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Aug 30, 2007	Aug 30, 2007	0	Firm change	Other

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 11, 2025 to Mar 31, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 15, 2020 to Dec 2, 2024factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Oct 13, 2016 to Apr 10, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 1, 2015 to Sep 28, 2016factForm ADV
→ GOLDEN STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 22, 2015 to Dec 7, 2015factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 30, 2007 to Apr 24, 2015factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 23, 2006 to Aug 30, 2007factForm ADV

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
Manus Duffy left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2025-02-11)
Form ADVobserved 5 days ago