DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Manus Duffy

Strategic Advisers LLCnational BDLynnwood, Wa dual registrantIAPD 4297371

Feed of 09/15/2026

Also filed as Manus Emmanuelle Duffy

At current firm

1 y

since Mar 31, 2025

In the industry

25 y

since Dec 14, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · Mill Creek, Wa
Fidelity Personal And Workplace Advisors former
Feb 11, 2025 to Mar 31, 2025 · Lynnwood, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 15, 2020 to Dec 2, 2024 · Everett, Wa
Cuna Brokerage Services, Inc. former
Oct 13, 2016 to Apr 10, 2019 · Arcata, Ca
LPL Financial LLC BD affiliated
Dec 1, 2015 to Sep 28, 2016 · Bayside, Ca
Golden State Wealth Management, LLC independent RIA
Apr 22, 2015 to Dec 7, 2015 · Powell, Wy
U.S. Bancorp Advisors, LLC BD affiliated
Aug 30, 2007 to Apr 24, 2015 · San Jose, Ca
U.S. Bancorp Investments, Inc. former
Jan 23, 2006 to Aug 30, 2007 · Hillsboro, Or

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Dec 2, 2024, registered Feb 11, 2025 (71 days) · Wirehouse to affiliated broker-dealer or bank
Cuna Brokerage Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 10, 2019, registered May 15, 2020 (401 days) · Affiliated broker-dealer or bank to wirehouse
LPL Financial LLC to Cuna Brokerage Services, Inc.
left Sep 28, 2016, registered Oct 13, 2016 (15 days) · Other
Golden State Wealth Management, LLC to LPL Financial LLC
left Dec 7, 2015, registered Dec 1, 2015 (-6 days) · Other
U.S. Bancorp Advisors, LLC to Golden State Wealth Management, LLC
left Apr 24, 2015, registered Apr 22, 2015 (-2 days) · Other
U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Aug 30, 2007, registered Aug 30, 2007 (0 days) · Other

Signals

Manus Duffy left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2025-02-11)
Dec 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address