DFX Intelligence

K•••••• E•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••••• E•••• H•••••••

Advisor at L•• F•••••••• L••

VANCOUVER, WA

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Search this name across graphsid dfx:ria:233e601f-9f2b-f746-eb52-ef888ce81b05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	n/a	yes	VANCOUVER, WA\|VANCOUVER, WA	Current employment
W•••••• • R•••	Former SEC adviser	Sep 2, 2020	Jul 21, 2021	no	VANCOUVER, WA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
M••••• S••••••	W•••••• • R•••	Sep 4, 2020	Sep 2, 2020

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 2, 2020 to Jul 21, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 8, 2013 to Sep 4, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:233e601f-9f2b-f746-eb52-ef888ce81b05
First observed: Dec 5, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.