DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristin Elise Hanneman
Feed of 09/14/2026
Also filed as Kristin Elise Hanneman
At current firm
5 y
since Jul 21, 2021
In the industry
20 y
since Nov 21, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 21, 2021 · Vancouver, Wa
- Waddell & Reed formerSep 2, 2020 to Jul 21, 2021 · Vancouver, Wa
- Morgan Stanley wirehouseAug 8, 2013 to Sep 4, 2020 · Vancouver, Wa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 12, 2009 to Aug 9, 2013 · Portland, Or
- Morgan Stanley wirehouseJun 1, 2009 to Sep 28, 2009 · Portland, Or
- Citigroup Global Markets Inc. BD affiliatedSep 11, 2007 to Jun 1, 2009 · Portland, Or
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 21, 2007 to Aug 23, 2007 · Portland, Or
- Citigroup Global Markets Inc. BD affiliatedDec 5, 2005 to Feb 16, 2007 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Waddell & Reedleft Sep 4, 2020, registered Sep 2, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Aug 9, 2013, registered Aug 8, 2013 (-1 days) · Wirehouse to wirehouse
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 28, 2009, registered Sep 12, 2009 (-16 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Aug 23, 2007, registered Sep 11, 2007 (19 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 16, 2007, registered Feb 21, 2007 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address