DFX Intelligence

Data Factory

RIA / WealthAdvisor20 years in industry

DONALD RICHARD FRANK

Advisor at EDELMAN FINANCIAL ENGINES

SAINT LOUIS, MO | FAIRFAX, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2340a280-769f-4f76-e918-d6908a34d179

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 4, 2005
First registration: Oct 5, 2005
Dual registered: no
Other names: DONALD R FRANK|DON FRANK
IAPD individual key: 3005750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 13, 2025	n/a	yes	FAIRFAX, VA\|SAINT LOUIS, MO	Current employment
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Sep 23, 2025	Nov 4, 2025	no	CHICAGO, IL\|St. Louis, MO	Previous registration
FISHER INVESTMENTS	Independent wealth	Jun 14, 2019	Apr 17, 2025	no	PLANO, TX\|SAINT LOUIS, MO	Previous registration
KENNEDY CAPITAL MANAGEMENT	Other adviser	Jan 23, 2017	Aug 7, 2018	no	ST LOUIS, MO	Previous registration
VICTORY CAPITAL MANAGEMENT INC.	Asset manager	Jun 20, 2008	Apr 14, 2014	no	NEW YORK, NY	Previous registration
ARGENT CAPITAL MANAGEMENT LLC	Independent wealth	Oct 5, 2005	Jun 13, 2008	no	CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZACKS INVESTMENT MANAGEMENT, INC.	EDELMAN FINANCIAL ENGINES	Nov 4, 2025	Nov 13, 2025	9	Firm change	RIA to RIA
FISHER INVESTMENTS	ZACKS INVESTMENT MANAGEMENT, INC.	Apr 17, 2025	Sep 23, 2025	159	Firm change	RIA to RIA
KENNEDY CAPITAL MANAGEMENT	FISHER INVESTMENTS	Aug 7, 2018	Jun 14, 2019	311	Firm change	Other
VICTORY CAPITAL MANAGEMENT INC.	KENNEDY CAPITAL MANAGEMENT	Apr 14, 2014	Jan 23, 2017	1,015	Firm change after gap	Other
ARGENT CAPITAL MANAGEMENT LLC	VICTORY CAPITAL MANAGEMENT INC.	Jun 13, 2008	Jun 20, 2008	7	Firm change	Other

Relationships

Registered with (6)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 23, 2025 to Nov 4, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 14, 2019 to Apr 17, 2025factForm ADV
→ KENNEDY CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jan 23, 2017 to Aug 7, 2018factForm ADV
→ VICTORY CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 20, 2008 to Apr 14, 2014factForm ADV
→ ARGENT CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 5, 2005 to Jun 13, 2008factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
Donald Richard Frank left Zacks Investment Management, Inc. for Edelman Financial Engines (registered 2025-11-13)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2025
Advisor changed firm
Donald Richard Frank left Fisher Investments for Zacks Investment Management, Inc. (registered 2025-09-23)
Form ADVobserved 5 days ago