DFX Intelligence

A•••• J••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

A•••• J••••• C•••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA | Brea, CA

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Search this name across graphsid dfx:ria:238a52a6-0741-9da7-6389-b113eca2a4b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Feb 18, 2020	n/a	yes	Brea, CA\|SAN DIEGO, CA	Current employment
F••••• W••••• P•••••••• I•••	Independent wealth	Mar 18, 2019	Dec 6, 2019	no	ONTARIO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• P•••••••• L••	F••••• W••••• P•••••••• I•••	Dec 10, 2019	Mar 18, 2019	-267	Firm change after gap	RIA to RIA
F••••• W••••• P•••••••• I•••	P••• F•••••••• A•••••••• L••	Dec 6, 2019	Feb 18, 2020

Relationships

Registered with (3)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 18, 2020 to presentfactForm ADV
→ W•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2015 to Dec 10, 2019factForm ADV
→ F••••• W••••• P•••••••• I•••Registered adviserregistration: previous registration
Mar 18, 2019 to Dec 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:238a52a6-0741-9da7-6389-b113eca2a4b7
First observed: Aug 20, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.