DFX Intelligence

S••••• L•• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

S••••• L•• P•••••••••

Advisor at M••••••

OVERLAND PARK, KS | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:238cecb0-a989-274f-c1e4-6cc6f8184199

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 21, 2016	n/a	yes	OVERLAND PARK, KS\|ST. LOUIS, MO	Current employment
A••••• I••••••••• P•••••••• L••	Former SEC adviser	Feb 3, 2010	Oct 11, 2018	no	OVERLAND PARK, KS\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• P•••••••• L••	M••••••	Oct 11, 2018	Oct 21, 2016	-720	Firm change after gap	Other
W•••• F•••• A•••••••	A••••• I••••••••• P•••••••• L••	Jan 8, 2010	Feb 3, 2010

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Oct 21, 2016 to presentfactForm ADV
→ A••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2010 to Oct 11, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 2, 2009 to Jan 8, 2010factForm ADV
→ G••••••• A•••• M••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:238cecb0-a989-274f-c1e4-6cc6f8184199
First observed: Sep 26, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.