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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ASCENT INVESTMENT PARTNERS, LLC

CRD 152533

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:a6c0a889-accc-d0b1-2f6a-5c88dc371657

Data as of Jun 20, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Jun 20, 2018
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2018-06-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $945MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,488
High net worth clients: 1,447
SEC number: 801-70933
CRD: 152533
Filings on the tape: 13
First filed: Dec 22, 2011
Latest filed: Jun 20, 2018
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL FAMILY HOLDING COMPANY, LLC	Manager	E	yes	04/2008	Dec 22, 2011	Jun 20, 2018
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	07/2007	Dec 22, 2011	Jun 20, 2018
MARINER HOLDINGS, LLC	MANAGING MEMBER	E	yes	02/2018	Dec 22, 2011	Jun 20, 2018
POURCILLIE, SANDRA, LEE	CHIEF INVESTMENT OFFICER	Na	yes	01/2010	Dec 22, 2011	Jun 20, 2018
GLAWSON, BETHANIE, J	CHIEF COMPLIANCE OFFICER	Na	no	03/2017	Mar 30, 2017	Jun 20, 2018
SANDNES, KAREN, LEIGH	VICE PRESIDENT OF OPERATIONS	Na	no	06/2012	Jul 17, 2017	Jun 20, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER, LLC	n/a	Bd affiliated wealth	$125B	N	yes	n/a
PALMER SQUARE CAPITAL MANAGEMENT LLC	n/a	Asset manager	$26B	N	yes	n/a
MARINER WEALTH ADVISORS-CINCINNATI, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
MARINER WEALTH ADVISORS-OKLAHOMA, LLC	n/a	Former SEC adviser	$2.4B	N	yes	n/a
MARINER RETIREMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.7B	N	yes	n/a
VANTAGE INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
MARINER WEALTH ADVISORS-MANASQUAN, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
MARINER WEALTH ADVISORS-MADISON, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
NUANCE INVESTMENTS, LLC	n/a	Other adviser	$984M	N	yes	n/a
MARINER WEALTH ADVISORS-ST. LOUIS, LLC	n/a	Former SEC adviser	$615M	N	yes	n/a
CONVERGENCE INVESTMENT PARTNERS, LLC	n/a	Mixed wealth	$524M	N	yes	n/a
KUMMER FINANCIAL STRATEGIES, LLC	n/a	Former SEC adviser	$279M	N	yes	n/a
ALEGRIA ENERGY, LLC	n/a	Former SEC adviser	$177M	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MARINER WEALTH ADVISORS-IC, LLC	n/a	No RAUM reported	$0	N	yes	n/a
ENTERPRISE RISK STRATEGIES	n/a	n/a	n/a	N	yes	n/a
MARINER CONSULTING - OKLAHOMA, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER INSTITUTIONAL CONSULTING, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
MSEC, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$1.1B	$1.1B	4	3	1	n/a	n/a
2016	Mar 30, 2017	$1.1B	$1.1B	4	3	n/a	n/a	n/a
2015	Mar 11, 2016	$867M	$867M	4	3	n/a	n/a	n/a
2014	Mar 26, 2015	$766M	$766M	4	3	n/a	n/a	n/a
2013	Mar 18, 2014	$735M	$735M	3	3	n/a	n/a	n/a
2012	Mar 18, 2013	$827M	$827M	3	3	n/a	n/a	n/a
2011	Mar 30, 2012	$845M	$845M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$1.1B	$1.1B	-1.7%	$766M	11.7%	4	4	1	n/a

Relationships

Affiliated with (40)

← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINERRegistered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ CONVERGENCE INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NUANCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ FLYOVER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ ALEGRIA ENERGY, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
and 10 more

Controls (4)

← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Dec 22, 2011 to presentfactForm ADV
← POURCILLIE, SANDRA, LEEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← BICKNELL FAMILY HOLDING COMPANY, LLCOwnerMANAGER, ownership code E, domestic entity
Dec 22, 2011 to presentfactForm ADV
← MARINER HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 22, 2011 to presentfactForm ADV

Owns (2)

← SANDNES, KAREN, LEIGHOwnerVICE PRESIDENT OF OPERATIONS, ownership code NA, individual
Jul 17, 2017 to presentfactForm ADV
← GLAWSON, BETHANIE, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV

Registered with (2)

← SANDRA LEE POURCILLIEAdvisorregistration: previous registration
Feb 3, 2010 to Oct 11, 2018factForm ADV
← ANNE JENELLE DORIANAdvisorregistration: previous registration
Jan 5, 2017 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6c0a889-accc-d0b1-2f6a-5c88dc371657
First observed: Dec 22, 2011
Last observed: Jun 20, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCENT INVESTMENT PARTNERS, LLC

CRD 152533

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6c0a889-accc-d0b1-2f6a-5c88dc371657

Data as of Jun 20, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKNELL FAMILY HOLDING COMPANY, LLC

Manager

yes

04/2008

Dec 22, 2011

Jun 20, 2018

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

07/2007

Dec 22, 2011

Jun 20, 2018

MARINER HOLDINGS, LLC

MANAGING MEMBER

yes

02/2018

Dec 22, 2011

Jun 20, 2018

POURCILLIE, SANDRA, LEE

CHIEF INVESTMENT OFFICER

yes

01/2010

Dec 22, 2011

Jun 20, 2018

GLAWSON, BETHANIE, J

CHIEF COMPLIANCE OFFICER

03/2017

Mar 30, 2017

Jun 20, 2018

SANDNES, KAREN, LEIGH

VICE PRESIDENT OF OPERATIONS

06/2012

Jul 17, 2017

Jun 20, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

PALMER SQUARE CAPITAL MANAGEMENT LLC

n/a

Asset manager

$26B

yes

n/a

MARINER WEALTH ADVISORS-CINCINNATI, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

MARINER WEALTH ADVISORS-OKLAHOMA, LLC

n/a

Former SEC adviser

$2.4B

yes

n/a

MARINER RETIREMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.7B

yes

n/a

VANTAGE INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

MARINER WEALTH ADVISORS-MANASQUAN, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

MARINER WEALTH ADVISORS-MADISON, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

NUANCE INVESTMENTS, LLC

n/a

Other adviser

$984M

yes

n/a

MARINER WEALTH ADVISORS-ST. LOUIS, LLC

n/a

Former SEC adviser

$615M

yes

n/a

CONVERGENCE INVESTMENT PARTNERS, LLC

n/a

Mixed wealth

$524M

yes

n/a

KUMMER FINANCIAL STRATEGIES, LLC

n/a

Former SEC adviser

$279M

yes

n/a

ALEGRIA ENERGY, LLC

n/a

Former SEC adviser

$177M

yes

n/a

FLYOVER CAPITAL PARTNERS, LLC

n/a

Asset manager

$148M

yes

n/a

MARINER WEALTH ADVISORS-IC, LLC

n/a

No RAUM reported

yes

n/a

ENTERPRISE RISK STRATEGIES

n/a

yes

n/a

MARINER CONSULTING - OKLAHOMA, LLC

n/a

yes

n/a

MARINER INSTITUTIONAL CONSULTING, LLC

n/a

Former SEC adviser

n/a

yes

n/a

MARINER INSURANCE RESOURCES, LLC

n/a

yes

n/a

MARINER TRUST COMPANY, LLC

n/a

yes

n/a

MSEC, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ST. LOUIS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$1.1B

n/a

2016

Mar 30, 2017

$1.1B

n/a

2015

Mar 11, 2016

$867M

n/a

2014

Mar 26, 2015

$766M

n/a

2013

Mar 18, 2014

$735M

n/a

2012

Mar 18, 2013

$827M

n/a

2011

Mar 30, 2012

$845M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$1.1B

-1.7%

$766M

11.7%

n/a