DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• F•••••••• A•••••••• I•••
MOUNT LAUREL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 22, 2026 | n/a | yes | MOUNT LAUREL, NJ | Current employment |
| D•• C•••••• A•••••••• L•• | Former SEC adviser | Aug 23, 2018 | Feb 28, 2019 | no | BETHLEHEM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•• C•••••• A•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Feb 28, 2019 | Jun 22, 2026 | 2,671 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | D•• C•••••• A•••••••• L•• | Aug 3, 2017 | Aug 23, 2018 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 3, 2016 | Aug 3, 2017 | no | Allentown, PA | Previous registration |
| P••••••••• B•••••••• S•••••••• I••• | Independent wealth | Jul 15, 2015 | Dec 31, 2015 | no | GREEN BAY, WI|Bethlehem, PA | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Dec 10, 2014 | Apr 29, 2015 | no | BETHLEHEM, PA|MINNEAPOLIS, MN | Previous registration |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Jun 5, 2013 | Dec 11, 2014 | no | Urbandale, IA|BETHLEHEM, PA | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Sep 27, 2012 | May 29, 2013 | no | BETHLEHEM, PA|KING OF PRUSSIA, PA|ALLENTOWN, PA | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Mar 9, 2012 | Jun 21, 2012 | no | CENTER VALLEY, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Oct 6, 2010 | Jan 13, 2012 | no | BETHLEHEM, PA|WHITEHALL, PA|EASTON, PA|NORTH HAMPTON, PA|BETHLEHEM, PA | Previous registration |
| 385 |
| Firm change |
| Other |
| P••••••••• B•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Dec 31, 2015 | Feb 3, 2016 | 34 | Firm change | Other |
| Q•••••• A•••• M••••••••• I••• | P••••••••• B•••••••• S•••••••• I••• | Apr 29, 2015 | Jul 15, 2015 | 77 | Firm change | Other |
| I•••••••• A•••••••• L•• | Q•••••• A•••• M••••••••• I••• | Dec 11, 2014 | Dec 10, 2014 | -1 | Firm change | Other |
| P••• A••••• S••••••••• L•• | I•••••••• A•••••••• L•• | May 29, 2013 | Jun 5, 2013 | 7 | Firm change | Other |
| N••••••••• M••••• I••••••••• S••••••••• | P••• A••••• S••••••••• L•• | Jun 21, 2012 | Sep 27, 2012 | 98 | Firm change | Other |
| P•• W••••• M••••••••• | N••••••••• M••••• I••••••••• S••••••••• | Jan 13, 2012 | Mar 9, 2012 | 56 | Firm change | Other |