DFX Intelligence

J••• C••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J••• C••••••• L••••••

Advisor at P•• W••••• M•••••••••

WESTLAKE, OH

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Search this name across graphsid dfx:ria:23b89606-9a4f-fd70-5b0c-62bfc61a1300

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	WESTLAKE, OH	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Oct 31, 2022	Sep 3, 2026	no	BROOKLYN, OH\|STRONGSVILLE, OH\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	P•• W••••• M•••••••••	Sep 3, 2026	Sep 8, 2026	5	Firm change	Ibd to ibd
P•••• S••••••••• L••	K•• I••••••••• S••••••• L••	Nov 10, 2022	Oct 31, 2022

Relationships

Registered with (6)

→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 3, 2011 to Dec 4, 2013factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 31, 2022 to Sep 3, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 27, 2021 to Nov 10, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23b89606-9a4f-fd70-5b0c-62bfc61a1300
First observed: Jan 13, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.