RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••••• L••••••
- P•• W••••• M••••••••• BD affiliated currentsince Sep 8, 2026 · Westlake, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedOct 31, 2022 to Sep 3, 2026 · Brooklyn, Oh
- P•••• S••••••••• L•• no RAUMOct 27, 2021 to Nov 10, 2022 · Westlake, Oh
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 27, 2021 · Lakewood, Oh
- C••••• I••••••••• S••••••• L•• formerJan 2, 2014 to Jan 21, 2014 · Cleveland, Oh
- P•• W••••• M••••••••• BD affiliatedJun 3, 2011 to Dec 4, 2013 · Cleveland, Oh
- C•••••• S••••• • C••• I••• national BDJan 13, 2009 to May 13, 2011 · Richfield, Oh
- K•• I••••••••• S••••••• L•• to P•• W••••• M•••••••••left Sep 3, 2026, registered Sep 8, 2026 (5 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to K•• I••••••••• S••••••• L••left Nov 10, 2022, registered Oct 31, 2022 (-10 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to P•••• S••••••••• L••left Oct 27, 2021, registered Oct 27, 2021 (0 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C••••• I••••••••• S••••••• L••left Dec 4, 2013, registered Jan 2, 2014 (29 days) · Other
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left May 13, 2011, registered Jun 3, 2011 (21 days) · Other
- J••• C••••••• L•••••• left K•• I••••••••• S••••••• L•• for P•• W••••• M••••••••• (registered 2026-09-08)Sep 3, 2026 · Advisor changed firm · fact
- J••• C••••••• L•••••• left P•••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2022-10-31)Nov 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address