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RIA / WealthAdvisor10 years in industry

Misha Mahindroo

Advisor at FFO INVESTMENTS LLC

TAMPA, FL

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Search this name across graphsid dfx:ria:23b9b7d7-e602-8a5d-974c-18fa8627413a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FFO INVESTMENTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 7, 2020
First registration: Jan 4, 2021
Dual registered: no
IAPD individual key: 7165644

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FFO INVESTMENTS LLC	Independent wealth	Jun 4, 2026	n/a	yes	TAMPA, FL	Current employment
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	Independent wealth	Mar 6, 2025	Dec 11, 2025	no	TAMPA, FL	Previous registration
FISHER INVESTMENTS	Independent wealth	Jan 19, 2022	Nov 19, 2024	no	TAMPA, FL\|PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 4, 2021	Dec 13, 2021	no	NEW YORK, NY\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	FFO INVESTMENTS LLC	Dec 11, 2025	Jun 4, 2026	175	Firm change	RIA to RIA
FISHER INVESTMENTS	WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	Nov 19, 2024	Mar 6, 2025	107	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FISHER INVESTMENTS	Dec 13, 2021	Jan 19, 2022	37	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ FFO INVESTMENTS LLCRegistered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYRegistered adviserregistration: previous registration
Mar 6, 2025 to Dec 11, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jan 19, 2022 to Nov 19, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 4, 2021 to Dec 13, 2021factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor changed firm
Misha Mahindroo left Walser Wealth Management Company, A Limited Liability Company for Ffo Investments Llc (registered 2026-06-04)
Form ADVobserved 5 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Misha Mahindroo left Fisher Investments for Walser Wealth Management Company, A Limited Liability Company (registered 2025-03-06)
Form ADVobserved 5 days ago