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CRD 206518
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••••• W••••• | n/a | TAMPA, FL | 4 | 11 | n/a | no |
| T••••• M•••••• M••• | n/a | TAMPA, FL | 3 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| W•••••• R•••••• | MANAGING MEMBER/CCO | E | yes | 04/2015 | Dec 22, 2022 | Dec 17, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 4 | 0 | 28.6% | 2 | 0 | 0 | 14 | 10 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $339M | n/a | n/a | $104M | 48.2% | 26 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W••••• W•••• A•••••••• I•• | 2 | Jul 14, 2022 | Aug 15, 2022 | TAMPA, FL | Team lift out | RIA to RIA | 50.0% |
| no |
| C••••• J••• W••• | n/a | TAMPA, FL | 3 | 10 | n/a | no |
| M•••••• J• M••••• | n/a | TAMPA, FL | 2 | 13 | 3 | no |
| B•••• W•••••• M••••• | Certified Financial Planner | TAMPA, FL | 2 | 10 | 1 | no |
| G•••••• S••••• J••• | n/a | TAMPA, FL | 1 | 16 | 1 | no |
| R•••••• J••• B••••• | Certified Financial Planner | TAMPA, FL | 1 | 14 | 3 | no |
| N••••• G•••••• | Certified Financial Planner | TAMPA, FL | 1 | 10 | 5 | no |
| J••••• P••• E•••••• | Certified Financial Planner | TAMPA, FL | 0 | 13 | 2 | no |
| S•••••• C•••• S•••••• | n/a | TAMPA, FL | 0 | 10 | n/a | no |
| A••••• R•••••••• | n/a | TAMPA, FL | 0 | 10 | 3 | no |
| G•••• J•••••• S•••••• | n/a | TAMPA, FL | 0 | 10 | n/a | no |
| W•••••• T• S•••• | n/a | TAMPA, FL | 0 | 15 | 2 | no |
| L•••• S••••• | Certified Financial Planner | TAMPA, FL | 0 | 13 | 2 | no |
| $344M |
| $344M |
| 26 |
| 13 |
| 0 |
| n/a |
| n/a |
| 2023 | Mar 29, 2024 | $164M | $164M | 12 | 12 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $104M | $104M | 9 | 6 | 0 | n/a | n/a |