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C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••••• S••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23bb6558-2155-6da7-7e04-d93dd467c773

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 29, 2025	n/a	yes	BOCA RATON, FL	Current employment
M•••• F•••••••• A•••••••	Bd affiliated wealth	Nov 12, 2024	Mar 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 10, 2025	Apr 29, 2025	50	Firm change	RIA to wirehouse
U•• F•••••••• S••••••• I•••	M•••• F•••••••• A•••••••	Oct 29, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:FL:2017-04-21	Apr 21, 2017	Apr 17, 2017	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 12, 2024 to Mar 10, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 6, 2022 to Oct 29, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
C•••••• S•••• left M•••• F•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-04-29)
Form ADVobserved 7 days ago
Occurred
Oct 29, 2024
Advisor changed firm
C•••••• S•••• left U•• F•••••••• S••••••• I••• for M•••• F•••••••• A••••••• (registered 2024-11-12)
Form ADVobserved 7 days ago
Occurred
May 5, 2022
Advisor changed firm
C•••••• S•••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2022-05-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23bb6558-2155-6da7-7e04-d93dd467c773
First observed: Apr 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.