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Advisor at TRUIST ADVISORY SERVICES, INC.
CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | CHARLESTON, WV | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | CROSS LANES, WV|SOUTH CHARLESTON, WV|CHARLESTON, WV|CHARLOTTE, NC|PRINCETON, WV|CHARLESTON, WV|CHARLESTON, WV|RICHMOND, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Sep 19, 2007 | Jan 2, 2018 | no | CHARLESTON, WV|CHARLESTON, WV|CHARLESTON, WV|CHARLESTON, WV|CHARLOTTE, NC|CHARLESTON, WV|CHARLESTON, WV|PARKERSBURG, WV|SAINT ALBANS, WV|SOUTH CHARLESTON, WV|HUNTINGTON, WV|CROSS LANES, WV|HURRICANE, WV|HURRICANE, WV|CHARLOTTE, NC|CHARLOTTE, NC|PRINCETON, WV|CRAIGSVILLE, WV|OAK HILL, WV|OAK HILL, WV|SUMMERSVILLE, WV | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 1, 2006 | May 21, 2007 | no | HUNTINGTON, WV | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 1, 2005 | May 22, 2006 | no | CHARLESTON, WV|CHARLESTON, WV | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 2, 2004 | Feb 9, 2005 | no | CHARLOTTE, NC | Previous registration |
| BB&T ASSET MANAGEMENT, INC. | n/a | Jan 23, 2003 | Mar 1, 2004 | no | RALEIGH, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 26, 1998 | Jul 30, 2002 | no | CHARLESTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | BB&T INVESTMENT SERVICES, INC. | May 21, 2007 | Sep 19, 2007 | 121 | Firm change | Other |
| MORGAN STANLEY DW INC. | J.J.B. HILLIARD, W.L. LYONS, LLC | May 22, 2006 | Jun 1, 2006 | 10 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | MORGAN STANLEY DW INC. | Feb 9, 2005 | Feb 1, 2005 | -8 | Firm change | Other |
| BB&T ASSET MANAGEMENT, INC. | BB&T INVESTMENT SERVICES, INC. | Mar 1, 2004 | Mar 2, 2004 | 1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BB&T ASSET MANAGEMENT, INC. | Jul 30, 2002 | Jan 23, 2003 | 177 | Firm change | Other |