RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E•••••• B••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Charleston, Wv
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Cross Lanes, Wv
- B••• I••••••••• S•••••••• I••• formerSep 19, 2007 to Jan 2, 2018 · Charleston, Wv
- J••••• H•••••••• W••• L••••• L•• formerJun 1, 2006 to May 21, 2007 · Huntington, Wv
- M••••• S•••••• D• I••• unclassifiedFeb 1, 2005 to May 22, 2006 · Charleston, Wv
- B••• I••••••••• S•••••••• I••• formerMar 2, 2004 to Feb 9, 2005 · Charlotte, Nc
- B••• A•••• M••••••••• I••• unclassifiedJan 23, 2003 to Mar 1, 2004 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 26, 1998 to Jul 30, 2002 · Charleston, Wv
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- J••••• H•••••••• W••• L••••• L•• to B••• I••••••••• S•••••••• I•••left May 21, 2007, registered Sep 19, 2007 (121 days) · Other
- M••••• S•••••• D• I••• to J••••• H•••••••• W••• L••••• L••left May 22, 2006, registered Jun 1, 2006 (10 days) · Other
- B••• I••••••••• S•••••••• I••• to M••••• S•••••• D• I•••left Feb 9, 2005, registered Feb 1, 2005 (-8 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Mar 1, 2004, registered Mar 2, 2004 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• A•••• M••••••••• I•••left Jul 30, 2002, registered Jan 23, 2003 (177 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address