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Advisor at EDWARD JONES
Poughquag, NY | HYDE PARK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | May 6, 2022 | n/a | yes | Poughquag, NY|HYDE PARK, NY | Current employment |
| NETWORK 1 FINANCIAL ADVISORS INC. | State registered | Jan 7, 2021 | Apr 19, 2022 | no | Brewster, NY|RED BANK, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 1, 2017 | Feb 12, 2019 | no | RIDGEFIELD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NETWORK 1 FINANCIAL ADVISORS INC. | EDWARD JONES | Apr 19, 2022 | May 6, 2022 | 17 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NETWORK 1 FINANCIAL ADVISORS INC. | Feb 12, 2019 | Jan 7, 2021 | 695 | Firm change after gap | Wirehouse to state RIA |