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RIA / WealthAdvisor24 years in industry

Allan Lawson Harkness

Advisor at PEAK WEALTH GROUP LLC

ST. AUGUSTINE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK WEALTH GROUP LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 14, 2002
First registration: Jan 16, 2003
Dual registered: no
Other names: ALLAN LAWSON HARKNESS|Allan Harkness
IAPD individual key: 4548900

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK WEALTH GROUP LLC	State registered	Jan 6, 2012	n/a	yes	ST. AUGUSTINE, FL	Current employment
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Nov 19, 2010	Jan 27, 2011	no	MCDONOUGH, GA	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Sep 27, 2005	Jul 17, 2009	no	ROSWELL, GA	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Jan 16, 2003	Sep 26, 2005	no	ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPE INVESTMENT ADVISORY, INC.	PEAK WEALTH GROUP LLC	Jan 27, 2011	Jan 6, 2012	344	Firm change	Other
SSN ADVISORY, INC.	CAPE INVESTMENT ADVISORY, INC.	Jul 17, 2009	Nov 19, 2010	490	Firm change after gap	Other
FIRST HEARTLAND CONSULTANTS, INC.	SSN ADVISORY, INC.	Sep 26, 2005	Sep 27, 2005	1	Firm change	Other

Relationships

Registered with (4)

→ PEAK WEALTH GROUP LLCRegistered adviserregistration: current employment
Jan 6, 2012 to presentfactForm ADV
→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Nov 19, 2010 to Jan 27, 2011factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Sep 27, 2005 to Jul 17, 2009factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Jan 16, 2003 to Sep 26, 2005factForm ADV

Dated events

No dated event names this entity yet.