RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• L••••• H•••••••
- P••• W••••• G•••• L•• state registered currentsince Jan 6, 2012 · St. Augustine, Fl
- C••• I••••••••• A•••••••• I••• independent RIANov 19, 2010 to Jan 27, 2011 · Mcdonough, Ga
- S•• A•••••••• I••• formerSep 27, 2005 to Jul 17, 2009 · Roswell, Ga
- F•••• H•••••••• C••••••••• I••• BD affiliatedJan 16, 2003 to Sep 26, 2005 · Alpharetta, Ga
- C••• I••••••••• A•••••••• I••• to P••• W••••• G•••• L••left Jan 27, 2011, registered Jan 6, 2012 (344 days) · Other
- S•• A•••••••• I••• to C••• I••••••••• A•••••••• I•••left Jul 17, 2009, registered Nov 19, 2010 (490 days) · Other
- F•••• H•••••••• C••••••••• I••• to S•• A•••••••• I•••left Sep 26, 2005, registered Sep 27, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address