DFX Intelligence

C•••••• R••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C•••••• R••••• D••

Advisor at W•••• H••• W••••• M•••••••••

BROOMFIELD, CO

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Search this name across graphsid dfx:ria:23f5f94c-5421-6eca-5e73-cc5e6e6fec2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• H••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• H••• W••••• M•••••••••	Independent wealth	May 13, 2026	n/a	yes	BROOMFIELD, CO	Current employment
W•••••• W••••• M••••••••• L••	Independent wealth	Feb 26, 2019	Jun 22, 2026	no	Boulder, CO\|Broomfield, CO\|Broomfield, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M••••••••• L••	W•••• H••• W••••• M•••••••••	Jun 22, 2026	May 13, 2026	-40	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
283545:341034:CO:2026-06-22	Jun 22, 2026	May 13, 2026	BROOMFIELD, CO	Firm change after gap

Relationships

Registered with (2)

→ W•••• H••• W••••• M•••••••••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2019 to Jun 22, 2026factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
C•••••• R••••• D•• left W•••••• W••••• M••••••••• L•• for W•••• H••• W••••• M••••••••• (registered 2026-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f5f94c-5421-6eca-5e73-cc5e6e6fec2f
First observed: Feb 26, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.