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W•••• H••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•••• H••• W••••• M•••••••••

W•••• H••• W••••• M•••••••••, INC., CRD 341034

BROOMFIELD, CO

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Search this name across graphsid dfx:ria:baa0e20d-e88c-361d-6705-a58b387c1087

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 2026 to Aug 6, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $131MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131M
Private client RAUM: $131MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• R••••• D••	Certified Financial Planner	BROOMFIELD, CO	0	26	1	no
J••••••• D•••• W••••	Certified Financial Planner	BROOMFIELD, CO	0	15

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••• J•••••••• D••••	PRESIDENT / WEALTH MANAGER / CCO	E	yes	03/2026	Aug 6, 2026	Aug 6, 2026

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••••• W••••• M••••••••• L••	2	Jun 22, 2026	May 14, 2026	BROOMFIELD, CO	Team lift out	RIA to new firm	1.8%

Relationships

Controls (1)

← W••••• J•••••••• D••••OwnerPRESIDENT / WEALTH MANAGER / CCO, ownership code E, individual
Aug 6, 2026 to presentfactForm ADV

Registered with (2)

← J••••••• D•••• W••••Advisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← C•••••• R••••• D••Advisorregistration: current employment
May 13, 2026 to presentfactForm ADV

Moved with (1)

Dated events

Occurred
Jun 22, 2026
Team lift-out
2 advisors left W•••••• W••••• M••••••••• L•• (Broomfield, CO) for W•••• H••• W••••• M••••••••• on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baa0e20d-e88c-361d-6705-a58b387c1087
First observed: May 7, 2026
Last observed: Aug 6, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.