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J••••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

J••••• A•••

Advisor at B••••••••• W••••• M••••••••• L••

AUSTIN, TX | WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23f84303-89d8-8234-fb47-41725a3cc031

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• M••••••••• L••	Independent wealth	May 20, 2026	n/a	yes	AUSTIN, TX\| WALNUT CREEK, CA	Current employment
C•••••• P••••••• A••••••• L••	Former SEC adviser	Mar 4, 2026	Jun 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••• I••••••••• C••••••••• L•••	C•••••• P••••••• A••••••• L••	Jun 8, 2026	Mar 4, 2026	-96	Firm change after gap	RIA to RIA
C•••••• P••••••• A••••••• L••	B••••••••• W••••• M••••••••• L••	Jun 8, 2026

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107326:170266:CA:2026-06-08	Jun 8, 2026	Mar 4, 2026	WALNUT CREEK, CA	Firm change after gap
170266:152667:CA:2026-06-08	Jun 8, 2026	May 20, 2026	ROSEVILLE, CA	Firm change
7691:5393:CA:2017-03-22	Mar 22, 2017	Mar 14, 2019	OAKLAND, CA	Firm change after gap

Relationships

Registered with (5)

→ B••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ B••••• F•••••• I••••••••• C••••••••• L•••Registered adviserregistration: previous registration
Feb 11, 2020 to Jun 8, 2026factForm ADV
→ C•••••• P••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 4, 2026 to Jun 8, 2026factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Jun 8, 2026
Advisor changed firm
J••••• A••• left C•••••• P••••••• A••••••• L•• for B••••••••• W••••• M••••••••• L•• (registered 2026-05-20)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2026
Advisor changed firm
J••••• A••• left B••••• F•••••• I••••••••• C••••••••• L••• for C•••••• P••••••• A••••••• L•• (registered 2026-03-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f84303-89d8-8234-fb47-41725a3cc031
First observed: May 20, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.